Activerecord-Import

Activerecord-Import is a library for bulk inserting data using ActiveRecord.

One of its major features is following activerecord associations and generating the minimal number of SQL insert statements required, avoiding the N+1 insert problem. An example probably explains it best. Say you had a schema like this:

Publishers have Books
Books have Reviews

and you wanted to bulk insert 100 new publishers with 10K books and 3 reviews per book. This library will follow the associations down and generate only 3 SQL insert statements - one for the publishers, one for the books, and one for the reviews.

In contrast, the standard ActiveRecord save would generate 100 insert statements for the publishers, then it would visit each publisher and save all the books: 100 * 10,000 = 1,000,000 SQL insert statements and then the reviews: 100 * 10,000 * 3 = 3M SQL insert statements,

That would be about 4M SQL insert statements vs 3, which results in vastly improved performance. In our case, it converted an 18 hour batch process to <2 hrs.

The gem provides the following high-level features:

Works with raw columns and arrays of values (fastest)
Works with model objects (faster)
Performs validations (fast)
Performs on duplicate key updates (requires MySQL, SQLite 3.24.0+, or Postgres 9.5+)

Examples
Options
- Duplicate Key Ignore
- Duplicate Key Update
Return Info
Counter Cache
ActiveRecord Timestamps
Callbacks
Supported Adapters
Additional Adapters
Requiring
- Autoloading via Bundler
- Manually Loading
Load Path Setup
Conflicts With Other Gems
More Information
Contributing
- Running Tests
- Issue Triage

Examples

Introduction

Without activerecord-import, you'd write something like this:

10.times do |i|
  Book.create! name: "book #{i}"
end

This would end up making 10 SQL calls. YUCK! With activerecord-import, you can instead do this:

books = []
10.times do |i|
  books << Book.new(name: "book #{i}")
end
Book.import books    # or use import!

and only have 1 SQL call. Much better!

Columns and Arrays

The import method can take an array of column names (string or symbols) and an array of arrays. Each child array represents an individual record and its list of values in the same order as the columns. This is the fastest import mechanism and also the most primitive.

columns = [ :title, :author ]
values = [ ['Book1', 'George Orwell'], ['Book2', 'Bob Jones'] ]

# Importing without model validations
Book.import columns, values, validate: false

# Import with model validations
Book.import columns, values, validate: true

# when not specified :validate defaults to true
Book.import columns, values

Hashes

The import method can take an array of hashes. The keys map to the column names in the database.

values = [{ title: 'Book1', author: 'George Orwell' }, { title: 'Book2', author: 'Bob Jones'}]

# Importing without model validations
Book.import values, validate: false

# Import with model validations
Book.import values, validate: true

# when not specified :validate defaults to true
Book.import values

Import Using Hashes and Explicit Column Names

The import method can take an array of column names and an array of hash objects. The column names are used to determine what fields of data should be imported. The following example will only import books with the title field:

books = [
  { title: "Book 1", author: "George Orwell" },
  { title: "Book 2", author: "Bob Jones" }
]
columns = [ :title ]

# without validations
Book.import columns, books, validate: false

# with validations
Book.import columns, books, validate: true

# when not specified :validate defaults to true
Book.import columns, books

# result in table books
# title  | author
#--------|--------
# Book 1 | NULL
# Book 2 | NULL

Using hashes will only work if the columns are consistent in every hash of the array. If this does not hold, an exception will be raised. There are two workarounds: use the array to instantiate an array of ActiveRecord objects and then pass that into import or divide the array into multiple ones with consistent columns and import each one separately.

See zdennis#507 for discussion.

arr = [
  { bar: 'abc' },
  { baz: 'xyz' },
  { bar: '123', baz: '456' }
]

# An exception will be raised
Foo.import arr

# better
arr.map! { |args| Foo.new(args) }
Foo.import arr

# better
arr.group_by(&:keys).each_value do |v|
 Foo.import v
end

ActiveRecord Models

The import method can take an array of models. The attributes will be pulled off from each model by looking at the columns available on the model.

books = [
  Book.new(title: "Book 1", author: "George Orwell"),
  Book.new(title: "Book 2", author: "Bob Jones")
]

# without validations
Book.import books, validate: false

# with validations
Book.import books, validate: true

# when not specified :validate defaults to true
Book.import books

The import method can take an array of column names and an array of models. The column names are used to determine what fields of data should be imported. The following example will only import books with the title field:

books = [
  Book.new(title: "Book 1", author: "George Orwell"),
  Book.new(title: "Book 2", author: "Bob Jones")
]
columns = [ :title ]

# without validations
Book.import columns, books, validate: false

# with validations
Book.import columns, books, validate: true

# when not specified :validate defaults to true
Book.import columns, books

# result in table books
# title  | author
#--------|--------
# Book 1 | NULL
# Book 2 | NULL

Batching

The import method can take a batch_size option to control the number of rows to insert per INSERT statement. The default is the total number of records being inserted so there is a single INSERT statement.

books = [
  Book.new(title: "Book 1", author: "George Orwell"),
  Book.new(title: "Book 2", author: "Bob Jones"),
  Book.new(title: "Book 1", author: "John Doe"),
  Book.new(title: "Book 2", author: "Richard Wright")
]
columns = [ :title ]

# 2 INSERT statements for 4 records
Book.import columns, books, batch_size: 2

Recursive

NOTE: This only works with PostgreSQL.

Assume that Books has_many Reviews.

books = []
10.times do |i|
  book = Book.new(name: "book #{i}")
  book.reviews.build(title: "Excellent")
  books << book
end
Book.import books, recursive: true

Options

Key	Options	Default	Description
:validate	`true`/`false`	`true`	Whether or not to run `ActiveRecord` validations (uniqueness skipped). This option will always be true when using `import!`.
:validate_uniqueness	`true`/`false`	`false`	Whether or not to run uniqueness validations, has potential pitfalls, use with caution (requires `>= v0.27.0`).
:on_duplicate_key_ignore	`true`/`false`	`false`	Allows skipping records with duplicate keys. See here for more details.
:ignore	`true`/`false`	`false`	Alias for :on_duplicate_key_ignore.
:on_duplicate_key_update	:all, `Array`, `Hash`	N/A	Allows upsert logic to be used. See here for more details.
:synchronize	`Array`	N/A	An array of ActiveRecord instances. This synchronizes existing instances in memory with updates from the import.
:timestamps	`true`/`false`	`true`	Enables/disables timestamps on imported records.
:recursive	`true`/`false`	`false`	Imports has_many/has_one associations (PostgreSQL only).
:batch_size	`Integer`	total # of records	Max number of records to insert per import
:raise_error	`true`/`false`	`false`	Raises an exception at the first invalid record. This means there will not be a result object returned. The `import!` method is a shortcut for this.
:all_or_none	`true`/`false`	`false`	Will not import any records if there is a record with validation errors.

Duplicate Key Ignore

MySQL, SQLite, and PostgreSQL (9.5+) support on_duplicate_key_ignore which allows you to skip records if a primary or unique key constraint is violated.

For Postgres 9.5+ it adds ON CONFLICT DO NOTHING, for MySQL it uses INSERT IGNORE, and for SQLite it uses INSERT OR IGNORE. Cannot be enabled on a recursive import. For database adapters that normally support setting primary keys on imported objects, this option prevents that from occurring.

book = Book.create! title: "Book1", author: "George Orwell"
book.title = "Updated Book Title"
book.author = "Bob Barker"

Book.import [book], on_duplicate_key_ignore: true

book.reload.title  # => "Book1"     (stayed the same)
book.reload.author # => "George Orwell" (stayed the same)

The option :on_duplicate_key_ignore is bypassed when :recursive is enabled for PostgreSQL imports.

Duplicate Key Update

MySQL, PostgreSQL (9.5+), and SQLite (3.24.0+) support on duplicate key update (also known as "upsert") which allows you to specify fields whose values should be updated if a primary or unique key constraint is violated.

One big difference between MySQL and PostgreSQL support is that MySQL will handle any conflict that happens, but PostgreSQL requires that you specify which columns the conflict would occur over. SQLite models its upsert support after PostgreSQL.

This will use MySQL's ON DUPLICATE KEY UPDATE or Postgres/SQLite ON CONFLICT DO UPDATE to do upsert.

Basic Update

book = Book.create! title: "Book1", author: "George Orwell"
book.title = "Updated Book Title"
book.author = "Bob Barker"

# MySQL version
Book.import [book], on_duplicate_key_update: [:title]

# PostgreSQL version
Book.import [book], on_duplicate_key_update: {conflict_target: [:id], columns: [:title]}

# PostgreSQL shorthand version (conflict target must be primary key)
Book.import [book], on_duplicate_key_update: [:title]

book.reload.title  # => "Updated Book Title" (changed)
book.reload.author # => "George Orwell"          (stayed the same)

Using the value from another column

book = Book.create! title: "Book1", author: "George Orwell"
book.title = "Updated Book Title"

# MySQL version
Book.import [book], on_duplicate_key_update: {author: :title}

# PostgreSQL version (no shorthand version)
Book.import [book], on_duplicate_key_update: {
  conflict_target: [:id], columns: {author: :title}
}

book.reload.title  # => "Book1"              (stayed the same)
book.reload.author # => "Updated Book Title" (changed)

Using Custom SQL

book = Book.create! title: "Book1", author: "George Orwell"
book.author = "Bob Barker"

# MySQL version
Book.import [book], on_duplicate_key_update: "author = values(author)"

# PostgreSQL version
Book.import [book], on_duplicate_key_update: {
  conflict_target: [:id], columns: "author = excluded.author"
}

# PostgreSQL shorthand version (conflict target must be primary key)
Book.import [book], on_duplicate_key_update: "author = excluded.author"

book.reload.title  # => "Book1"      (stayed the same)
book.reload.author # => "Bob Barker" (changed)

PostgreSQL Using constraints

book = Book.create! title: "Book1", author: "George Orwell", edition: 3, published_at: nil
book.published_at = Time.now

# in migration
execute <<-SQL
      ALTER TABLE books
        ADD CONSTRAINT for_upsert UNIQUE (title, author, edition);
    SQL

# PostgreSQL version
Book.import [book], on_duplicate_key_update: {constraint_name: :for_upsert, columns: [:published_at]}


book.reload.title  # => "Book1"          (stayed the same)
book.reload.author # => "George Orwell"      (stayed the same)
book.reload.edition # => 3               (stayed the same)
book.reload.published_at # => 2017-10-09 (changed)

Book.import books, validate_uniqueness: true

Return Info

The import method returns a Result object that responds to failed_instances and num_inserts. Additionally, for users of Postgres, there will be two arrays ids and results that can be accessed`.

articles = [
  Article.new(author_id: 1, title: 'First Article', content: 'This is the first article'),
  Article.new(author_id: 2, title: 'Second Article', content: ''),
  Article.new(author_id: 3, content: '')
]

demo = Article.import(articles, returning: :title) # => #<struct ActiveRecord::Import::Result

demo.failed_instances
=> [#<Article id: 3, author_id: 3, title: nil, content: "", created_at: nil, updated_at: nil>]

demo.num_inserts
=> 1,

demo.ids
=> ["1", "2"] # for Postgres
=> [] # for other DBs

demo.results
=> ["First Article", "Second Article"] # for Postgres
=> [] # for other DBs

Counter Cache

When running import, activerecord-import does not automatically update counter cache columns. To update these columns, you will need to do one of the following:

Provide values to the column as an argument on your object that is passed in.
Manually update the column after the record has been imported.

ActiveRecord Timestamps

If you're familiar with ActiveRecord you're probably familiar with its timestamp columns: created_at, created_on, updated_at, updated_on, etc. When importing data the timestamp fields will continue to work as expected and each timestamp column will be set.

Should you wish to specify those columns, you may use the option timestamps: false.

However, it is also possible to set just :created_at in specific records. In this case despite using timestamps: true, :created_at will be updated only in records where that field is nil. Same rule applies for record associations when enabling the option recursive: true.

If you are using custom time zones, these will be respected when performing imports as well as long as ActiveRecord::Base.default_timezone is set, which for practically all Rails apps it is

Callbacks

ActiveRecord callbacks related to creating, updating, or destroying records (other than before_validation and after_validation) will NOT be called when calling the import method. This is because it is mass importing rows of data and doesn't necessarily have access to in-memory ActiveRecord objects.

If you do have a collection of in-memory ActiveRecord objects you can do something like this:

books.each do |book|
  book.run_callbacks(:save) { false }
  book.run_callbacks(:create) { false }
end
Book.import(books)

This will run before_create and before_save callbacks on each item. The false argument is needed to prevent after_save being run, which wouldn't make sense prior to bulk import. Something to note in this example is that the before_create and before_save callbacks will run before the validation callbacks.

If that is an issue, another possible approach is to loop through your models first to do validations and then only run callbacks on and import the valid models.

valid_books = []
invalid_books = []

books.each do |book|
  if book.valid?
    valid_books << book
  else
    invalid_books << book
  end
end

valid_books.each do |book|
  book.run_callbacks(:save) { false }
  book.run_callbacks(:create) { false }
end

Book.import valid_books, validate: false

Supported Adapters

The following database adapters are currently supported:

MySQL - supports core import functionality plus on duplicate key update support (included in activerecord-import 0.1.0 and higher)
MySQL2 - supports core import functionality plus on duplicate key update support (included in activerecord-import 0.2.0 and higher)
PostgreSQL - supports core import functionality (included in activerecord-import 0.1.0 and higher)
SQLite3 - supports core import functionality (included in activerecord-import 0.1.0 and higher)
Oracle - supports core import functionality through DML trigger (available as an external gem: activerecord-import-oracle_enhanced
SQL Server - supports core import functionality (available as an external gem: activerecord-import-sqlserver

If your adapter isn't listed here, please consider creating an external gem as described in the README to provide support. If you do, feel free to update this wiki to include a link to the new adapter's repository!

To test which features are supported by your adapter, use the following methods on a model class:

supports_import?(*args)
supports_on_duplicate_key_update?
supports_setting_primary_key_of_imported_objects?

Additional Adapters

Additional adapters can be provided by gems external to activerecord-import by providing an adapter that matches the naming convention setup by activerecord-import (and subsequently activerecord) for dynamically loading adapters. This involves also providing a folder on the load path that follows the activerecord-import naming convention to allow activerecord-import to dynamically load the file.

When ActiveRecord::Import.require_adapter("fake_name") is called the require will be:

require 'activerecord-import/active_record/adapters/fake_name_adapter'

This allows an external gem to dynamically add an adapter without the need to add any file/code to the core activerecord-import gem.

Requiring

Note: These instructions will only work if you are using version 0.2.0 or higher.

Autoloading via Bundler

If you are using Rails or otherwise autoload your dependencies via Bundler, all you need to do add the gem to your Gemfile like so:

gem 'activerecord-import'

Manually Loading

You may want to manually load activerecord-import for one reason or another. First, add the require: false argument like so:

gem 'activerecord-import', require: false

This will allow you to load up activerecord-import in the file or files where you are using it and only load the parts you need. If you are doing this within Rails and ActiveRecord has established a database connection (such as within a controller), you will need to do extra initialization work:

require 'activerecord-import/base'
# load the appropriate database adapter (postgresql, mysql2, sqlite3, etc)
require 'activerecord-import/active_record/adapters/postgresql_adapter'

If your gem dependencies aren’t autoloaded, and your script will be establishing a database connection, then simply require activerecord-import after ActiveRecord has been loaded, i.e.:

require 'active_record'
require 'activerecord-import'

Load Path Setup

To understand how rubygems loads code you can reference the following:

http://guides.rubygems.org/patterns/#loading_code

And an example of how active_record dynamically load adapters:

https://github.com/rails/rails/blob/master/activerecord/lib/active_record/connection_adapters/connection_specification.rb

In summary, when a gem is loaded rubygems adds the lib folder of the gem to the global load path $LOAD_PATH so that all require lookups will not propagate through all of the folders on the load path. When a require is issued each folder on the $LOAD_PATH is checked for the file and/or folder referenced. This allows a gem (like activerecord-import) to define push the activerecord-import folder (or namespace) on the $LOAD_PATH and any adapters provided by activerecord-import will be found by rubygems when the require is issued.

If fake_name adapter is needed by a gem (potentially called activerecord-import-fake_name) then the folder structure should look as follows:

activerecord-import-fake_name/
|-- activerecord-import-fake_name.gemspec
|-- lib
|   |-- activerecord-import-fake_name.rb
|   |-- activerecord-import-fake_name
|   |   |-- version.rb
|   |-- activerecord-import
|   |   |-- active_record
|   |   |   |-- adapters
|   |   |       |-- fake_name_adapter.rb

When rubygems pushes the lib folder onto the load path a require will now find activerecord-import/active_record/adapters/fake_name_adapter as it runs through the lookup process for a ruby file under that path in $LOAD_PATH

Conflicts With Other Gems

Activerecord-Import adds the .import method onto ActiveRecord::Base. There are other gems, such as elasticsearch-rails, that do the same thing. In conflicts such as this, there is an aliased method named .bulk_import that can be used interchangeably.

If you are using the apartment gem, there is a weird triple interaction between that gem, activerecord-import, and activerecord involving caching of the sequence_name of a model. This can be worked around by explcitly setting this value within the model. For example:

class Post < ActiveRecord::Base
  self.sequence_name = "posts_seq"
end

Another way to work around the issue is to call .reset_sequence_name on the model. For example:

schemas.all.each do |schema|
  Apartment::Tenant.switch! schema.name
  ActiveRecord::Base.transaction do
    Post.reset_sequence_name

    Post.import posts
  end
end

See zdennis#233 for further discussion.

More Information

For more information on Activerecord-Import please see its wiki: https://github.com/zdennis/activerecord-import/wiki

To document new information, please add to the README instead of the wiki. See zdennis#397 for discussion.

Contributing

Running Tests

The first thing you need to do is set up your database(s):

copy test/database.yml.sample to test/database.yml
modify test/database.yml for your database settings
create databases as needed

After that, you can run the tests. They run against multiple tests and ActiveRecord versions.

This is one example of how to run the tests:

rm Gemfile.lock
AR_VERSION=4.2 bundle install
AR_VERSION=4.2 bundle exec rake test:postgresql test:sqlite3 test:mysql2

Once you have pushed up your changes, you can find your CI results here.

Issue Triage

You can triage issues which may include reproducing bug reports or asking for vital information, such as version numbers or reproduction instructions. If you would like to start triaging issues, one easy way to get started is to subscribe to activerecord-import on CodeTriage.

License

This is licensed under the ruby license.

Author

Zach Dennis ([email protected])

Name		Name	Last commit message	Last commit date
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benchmarks		benchmarks
gemfiles		gemfiles
lib		lib
test		test
.gitignore		.gitignore
.rubocop.yml		.rubocop.yml
.rubocop_todo.yml		.rubocop_todo.yml
.travis.yml		.travis.yml
Brewfile		Brewfile
CHANGELOG.md		CHANGELOG.md
Gemfile		Gemfile
LICENSE		LICENSE
README.markdown		README.markdown
Rakefile		Rakefile
activerecord-import.gemspec		activerecord-import.gemspec

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Activerecord-Import

Table of Contents

Examples

Introduction

Columns and Arrays

Hashes

Import Using Hashes and Explicit Column Names

ActiveRecord Models

Batching

Recursive

Options

Duplicate Key Ignore

Duplicate Key Update

Return Info

Counter Cache

ActiveRecord Timestamps

Callbacks

Supported Adapters

Additional Adapters

Requiring

Autoloading via Bundler

Manually Loading

Load Path Setup

Conflicts With Other Gems

More Information

Contributing

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Issue Triage

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Activerecord-Import

Table of Contents

Examples

Introduction

Columns and Arrays

Hashes

Import Using Hashes and Explicit Column Names

ActiveRecord Models

Batching

Recursive

Options

Duplicate Key Ignore

Duplicate Key Update

Return Info

Counter Cache

ActiveRecord Timestamps

Callbacks

Supported Adapters

Additional Adapters

Requiring

Autoloading via Bundler

Manually Loading

Load Path Setup

Conflicts With Other Gems

More Information

Contributing

Running Tests

Issue Triage

License

Author

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