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Windows Event Monitoring Guidance

Recommended Events to Collect

Account Usage

User account information can be collected and audited. Tracking local account usage can help detect Pass the Hash activity and other unauthorized account usage. Additional information such as remote desktop logins, users added to privileged groups, and account lockouts can also be tracked. User accounts being promoted to privileged groups should be audited very closely to ensure that users are in fact supposed to be in a privileged group. Unauthorized membership in privileged groups is a strong indicator that malicious activity has occurred.

Lockout events for domain accounts are generated on the domain controller whereas lockout events for local accounts are generated on the local computer.

ID Level Event Log Event Source
Account Lockouts 4740 Information Security Microsoft-Windows-Security-Auditing
Account Login with Explicit Credentials 4648 Information Security Microsoft-Windows-Security-Auditing
Account Name Changed 4781 Information Security Microsoft-Windows-Security-Auditing
Account removed from Local Sec. Grp. 4733 Information Security Microsoft-Windows-Security-Auditing
Create Profile failed 1518 Error Application Microsoft-Windows-User Profiles Service
Credential Authentication 4776 Information Security Microsoft-Windows-Security-Auditing
Credentials backed up 5376 Information Security Microsoft-Windows-Security-Auditing
Credentials restored 5377 Information Security Microsoft-Windows-Security-Auditing
Failed User Account Login 4625 Information Security Microsoft-Windows-Security-Auditing
Group Assigned to new Session 300 Information Microsoft-Windows-LSA/Operational LsaSrv
Logoff Event 4634 Information Security Microsoft-Windows-Security-Auditing
Logon with Special Privs 4672 Information Security Microsoft-Windows-Security-Auditing
New User Account Created 4720 Information Security Microsoft-Windows-Security-Auditing
New User Account Enabled 4722 Information Security Microsoft-Windows-Security-Auditing
Password Hash Accessed 4782 Information Security Microsoft-Windows-Security-Auditing
Password Policy Checking API called 4793 Information Security Microsoft-Windows-Security-Auditing
Security-enabled Group Created 4731 Information Security Microsoft-Windows-Security-Auditing
Security-Enabled group Modification 4735 Information Security Microsoft-Windows-Security-Auditing
SID History add attempted on Account 4766 Information Security Microsoft-Windows-Security-Auditing
SID History added to Account 4765 Information Security Microsoft-Windows-Security-Auditing
Successful User Account Login 4624 Information Security Microsoft-Windows-Security-Auditing
Temp Profile Logon 1511 Error Application Microsoft-Windows-User Profiles Service
User Account Deleted 4726 Information Security Microsoft-Windows-Security-Auditing
User Account Disabled 4725 Information Security Microsoft-Windows-Security-Auditing
User Account Unlocked 4767 Information Security Microsoft-Windows-Security-Auditing
User Added to Privileged Group 4728, 4732, 4756 Information Security Microsoft-Windows-Security-Auditing
User Right Assigned 4704 Information Security Microsoft-Windows-Security-Auditing

Application Crashes

Application crashes may warrant investigation to determine if the crash is malicious or benign. Categories of crashes include Blue Screen of Death (BSOD), Windows Error Reporting (WER), Application Crash and Application Hang events. If the organization is actively using the Microsoft Enhanced Mitigation Experience Toolkit (EMET), then EMET logs can also be collected.

ID Level Event Log Event Source
App Crash 1000 Error Application Application Error
App Error 1000 Error Application Application Error
App Hang 1002 Error Application Application Hang
BSOD 1001 Error System Microsoft-Windows-WER-SystemErrorReporting
WER 1001 Information Application Windows Error Reporting

Application Whitelisting

Application whitelisting events should be collected to look for applications that have been blocked from execution. Any blocked applications could be malware or users trying to run unapproved software. Software Restriction Policies (SRP) is supported on Windows XP and above. The AppLocker feature is available for Windows 7 and above Enterprise and Ultimate editions only. Application Whitelisting events can be collected if SRP or AppLocker are actively being used on the network.

ID Level Event Log Event Source
Application Installed 8023 Information Microsoft-Windows-AppLocker/Packaged app-Deployment Microsoft-Windows-AppLocker
Application Ran 8020 Information Microsoft-Windows-AppLocker/Packaged app-Execution Microsoft-Windows-AppLocker
AppLocker Block 8002 Information Microsoft-Windows-AppLocker/EXE and DLL Microsoft-Windows-AppLocker
AppLocker Block 8003 Error Microsoft-Windows-AppLocker/EXE and DLL Microsoft-Windows-AppLocker
AppLocker Block 8004 Warning Microsoft-Windows-AppLocker/EXE and DLL Microsoft-Windows-AppLocker
AppLocker Warning 8006 Error Microsoft-Windows-AppLocker/MSI and Script Microsoft-Windows-AppLocker
AppLocker Warning 8007 Warning Microsoft-Windows-AppLocker/MSI and Script Microsoft-Windows-AppLocker
Process Created 4688 Information Security Microsoft-Windows-Security-Auditing
Process Terminated 4689 Information Security Microsoft-Windows-Security-Auditing
Script or Installer ran 8005 Information Microsoft-Windows-AppLocker/MSI and Script Microsoft-Windows-AppLocker
SRP Block 865, 866, 867, 868, 882 Warning Application Microsoft-Windows-SoftwareRestrictionPolicies

Boot Events

ID Level Event Log Event Source
Shutdown Initiate Failed 1074 Warning User32 User32
Windows Shutdown 13 Information System Microsoft-Windows-Kernel-General
Windows Startup 12 Information System Microsoft-Windows-Kernel-General

Certificate Services

Certificate Services receives requests for digital certificates over RPC or HTTP. For organizations that do not rely upon external certification authorities, policies and settings can be customized in order to support the organization's requirements. The below events can be collected to ensure expected use. Additional Information can be found at the TechNet article titled Certificate Services Lifecycle Notifications and the Microsoft Secure blog post titled New Guidance for Securing Public Key Infrastructure

ID Level Event Log Event Source
CA Permissions Corrupted or Missing 95 Error Application Microsoft-Windows-CertificationAuthority
CA Services Request 4886 Information Security Microsoft-Windows-Security-Auditing
Certificate Manager Settings Changed 4890 Information Security Microsoft-Windows-Security-Auditing
Certificate Request Attributes Changed 4874 Information Security Microsoft-Windows-Security-Auditing
Certificate Request Extension Changed 4873 Information Security Microsoft-Windows-Security-Auditing
Certificate Revoked 4870 Information Security Microsoft-Windows-Security-Auditing
Certificate Services approved request 4887 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Audit Filter Changed 4885 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Configuration Changed 4891 Information Security Microsoft-Windows-Security-Auditing
Certificate Services denied request 4888 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Loaded Template 4898 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Permissions Changed 4882 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Property Changed 4892 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Started 4880 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Stopped 4881 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Template Security Updated 4900 Information Security Microsoft-Windows-Security-Auditing
Certificate Services Template Updated 4899 Information Security Microsoft-Windows-Security-Auditing
Entries Removed from Certificate Database 4896 Information Security Microsoft-Windows-Security-Auditing
Import Certificate 1006 Information Microsoft-Windows-CertificateServicesClientLifecycle-System/Operational Microsoft-Windows-CertificateServicesClientLifecycle-System
Remove Certificate 1004 Information Microsoft-Windows-CertificateServicesClientLifecycle-System/Operational Microsoft-Windows-CertificateServicesClientLifecycle-System
Exported Certificate 1007 Information Microsoft-Windows-CertificateServicesClientLifecycle-System/Operational Microsoft-Windows-CertificateServicesClientLifecycle-System
Certificate close to expiration 1003 Warning Microsoft-Windows-CertificateServicesClientLifecycle-System/Operational Microsoft-Windows-CertificateServicesClientLifecycle-System
Replace Certificate 1001 Information Microsoft-Windows-CertificateServicesClientLifecycle-System/Operational Microsoft-Windows-CertificateServicesClientLifecycle-System
Expired Certificate 1002 Error Microsoft-Windows-CertificateServicesClientLifecycle-System/Operational Microsoft-Windows-CertificateServicesClientLifecycle-System

Clearing Event Logs

It is unlikely that event log data would be cleared during normal operations and it is likely that a malicious attacker may try to cover their tracks by clearing an event log. When an event log gets cleared, it is suspicious. Centrally collecting events has the added benefit of making it much harder for an attacker to cover their tracks. Event forwarding permits sources to forward multiple copies of a collected event to multiple collectors thus enabling redundant event collection. Using a redundant event collection model can minimize the single point of failure risk.

ID Level Event Log Event Source
Event Log Service Shutdown 1100 Information Security Microsoft-Windows-EventLog
Event Log was Cleared 104 Information System Microsoft-Windows-Eventlog
Event Log was Cleared 1102 Information Security Microsoft-Windows-Eventlog

DNS/Directory Services

Malicious or misused software can often attempt to resolve blacklisted or suspicious domain names. The collection of DNS queries and responses are recommended in order to enable discovery of compromise or intrusion through security analytics.

A number of the below event IDs will only be recorded with enhanced auditing enabled. See Network Forensics with Windows DNS Analytical Logging for more information.

ID Level Event Log Event Source
Directory service created 5137 Information Security Microsoft-Windows-Security-Auditing
Directory service deleted 5141 Information Security Microsoft-Windows-Security-Auditing
Directory service modified 5136 Information Security Microsoft-Windows-Security-Auditing
Directory service moved 5139 Information Security Microsoft-Windows-Security-Auditing
Directory service recovered 5138 Information Security Microsoft-Windows-Security-Auditing
DNS Query Complete 3008 Information Microsoft-Windows-DNS-Client/Operational Microsoft-Windows-DNS-Client
DNS Request/Response 256, 257 Information Microsoft-Windows-DNSServer/Analytical Microsoft-Windows-DNSServer
DNS Response Complete 3020 Information Microsoft-Windows-DNS-Client/Operational Microsoft-Windows-DNS-Client

External Media Detection

Detection of USB device (e.g., mass storage devices) usage is important in some environments, such as air gapped networks. This section attempts to take the proactive avenue to detect USB insertion at real-time. Event ID 43 only appears under certain circumstances. The following events and event logs are only available in Windows 8 and above.

Microsoft-Windows-USB-USBHUB3-Analytic is not an event log per se; it is a trace session log that stores tracing events in an Event Trace Log (.etl) file. The events created by Microsoft-Windows-USB-USBHUB3 publisher are sent to a direct channel (i.e., Analytic log) and cannot be subscribed to for event collection. Administrators should seek an alternative method of collecting and analyzing this event (43).

ID Level Event Log Event Source
New Device Information 43 Information Microsoft-Windows-USB-USBHUB3-Analytic Microsoft-Windows-USB-USBHUB3
New Mass Storage Installation 400, 410 Information Microsoft-Windows-Kernel-PnP/Device Configuration Microsoft-Windows-Kernel-PnP

Group Policy Errors

Management of domain computers permits administrators to heighten the security and regulation of those machines with Group Policy. The inability to apply a policy due to a group policy error reduces the aforementioned benefits. An administrators should investigate these events immediately.

ID Level Event Log Event Source
Generic Internal Error 1126 Error System Microsoft-Windows-GroupPolicy
Group Policy Application Failed due to Connectivity 1129 Error System Microsoft-Windows-GroupPolicy
Internal Error 1125 Error System Microsoft-Windows-GroupPolicy

Kernel Driver Signing

Introduction of kernel driver signing in the 64-bit version of Windows Vista significantly improves defenses against insertion of malicious drivers or activities in the kernel. Any indication of a protected driver being altered may indicate malicious activity or a disk error and warrants investigation.

ID Level Event Log Event Source
Code Integrity Check 3001, 3002, 3003, 3004, 3010, 3023 Warning, Error Microsoft-Windows-CodeIntegrity/Operational Microsoft-Windows-CodeIntegrity
Detected an invalid image hash of a file 5038 Information Security Microsoft-Windows-Security-Auditing
Detected an invalid page hash of an image file 6281 Information Security Microsoft-Windows-Security-Auditing
Failed Kernel Driver Loading 219 Warning System Microsoft-Windows-Kernel-PnP

Microsoft Cryptography API

The Microsoft CryptoAPI can be used for certificate verification and encryption/decryption of data. There are a number of interesting events that should be logged for suspicious behavior or for future auditing.

ID Level Event Log Event Source
Cert Trust Chain Build Failed 11 Information Microsoft-Windows-CAPI2/Operational Microsoft-Windows-CAPI2
Private Key Accessed 70 Information Microsoft-Windows-CAPI2/Operational Microsoft-Windows-CAPI2
X.509 Object 90 Information Microsoft-Windows-CAPI2/Operational Microsoft-Windows-CAPI2

Mobile Device Activities

Wireless devices are ubiquitious and the need to record an enterprise's wireless device activities may be critical. A wireless device could become compromised while traveling between different networks, regardless of the protocol used for communication (e.g., 802.11 or Bluetooth). Therefore, the tracking of which networks mobile devices are entering and exiting is useful to prevent further compromises. The creation frequency of the following events depend on how often the device disconnects and reconnects to a wireless network. Each event below provides mostly similar information with the exception that additional fields have been added to certain events.

ID Level Event Log Event Source
Disconnect from Wireless connection 8003 Information Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Network Connection and Disconnection Status (Wired and Wireless) 10000, 10001 Information Microsoft-Windows-NetworkProfile/Operational Microsoft-Windows-NetworkProfile
Starting a Wireless connection 8000, 8011 Information Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Successfully connected to a Wireless connection 8001 Information Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Wireless Association Status 11000, 11001 Information Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Wireless Association Status 11002 Error Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Wireless Authentication Started and Failed 12011, 12012 Information Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Wireless Authentication Started and Failed 12013 Error Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Wireless Connection Failed 8002 Error Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Wireless Security Started, Stopped, Successful, or Failed 11004, 11005 Information Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig
Wireless Security Started, Stopped, Successful, or Failed 11010, 11006 Error Microsoft-Windows-WLAN-AutoConfig/Operational Microsoft-Windows-WLAN-AutoConfig

Network Host Activities

Monitoring network activities can be performed in multiple ways ranging from a network sensor detecting the traffic directly to collecting indirect artifacts generated by a client or server performing network activities. Windows hosts generate log artifacts pertaining to network activities to assist with network troubleshooting and detection of unusual network traffic occurring by or against a host such as lateral movement, unauthorized network policy change, unauthorized network connections, and unusual manipulation of network resources (e.g., unexpected file share being quickly created and deleted). The following events require the enabling of the Audit Other Policy Change, Audit Authentication Policy Change, Audit Kerberos Service Ticket Operations, Audit Network Policy Server, Audit File Share, Audit Certification Services, Audit Policy Change, and Audit Other Logon/Logoff Events group policies.

ID Level Event Log Event Source
Encrypted Data Recovery Policy Changed 4714 Information Security Microsoft-Windows-Security-Auditing
Kerberos Policy Changed 4713 Information Security Microsoft-Windows-Security-Auditing
Kerberos Service Ticket Req. Failed 4769 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Denied Access 6273 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Discarded Accounting Request 6275 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Discarded Request 6274 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Granted Access 6272 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Granted Full Access 6278 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Granted Probationary Access 6277 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Locked Account 6279 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Quarantined User 6276 Information Security Microsoft-Windows-Security-Auditing
Network Policy Server Unlocked Account 6280 Information Security Microsoft-Windows-Security-Auditing
Network share accessed 5140 Information Security Microsoft-Windows-Security-Auditing
Network Share Checked 5145 Information Security Microsoft-Windows-Security-Auditing
Network Share Created 5142 Information Security Microsoft-Windows-Security-Auditing
Network Share Deleted 5144 Information Security Microsoft-Windows-Security-Auditing
New Trust for Domain 4706 Information Security Microsoft-Windows-Security-Auditing
Outbound TS Connect Attempt 1024 Information Microsoft-Windows-TerminalServices-RDPClient/Operational Microsoft-Windows-TerminalServices-ClientActiveXCore
RADIUS User assigned IP 20250 Success RemoteAccess Microsoft-Windows-MPRMSG
RADIUS User Authenticated 20274 Success RemoteAccess Microsoft-Windows-MPRMSG
RADIUS User Disconnected 20275 Success RemoteAccess Microsoft-Windows-MPRMSG
Role Separation Enabled 4897 Information Security Microsoft-Windows-Security-Auditing
System Audit Policy Changed 4719 Information Security Microsoft-Windows-Security-Auditing
Trusted Domain Information Modified 4716 Information Security Microsoft-Windows-Security-Auditing
TS Session Disconnect 4779 Information Security Microsoft-Windows-Security-Auditing
TS Session Reconnect 4778 Information Security Microsoft-Windows-Security-Auditing
Wireless 802.1X Auth 5632 Information Security Microsoft-Windows-Security-Auditing

Pass the Hash Detection

Tracking user accounts for detecting Pass the Hash (PtH) requires creating a custom view with XML to configure more advanced filtering options. The event query language is based on XPath. The recommended QueryList below is limited in detecting PtH attacks. These queries focus on discovering lateral movement by an attacker using local accounts that are not part of a domain. The QueryList captures events that show a local account attempting to connect remotely to another machine not part of the domain. This event is a rarity so any occurrence should be treated as suspicious.

These XPath queries below are used for the Event Viewer's Custom Views.

The successful use of PtH for lateral movement between workstations would trigger event ID 4624, with an event level of Information, from the Security log. This behavior would be a LogonType of 3 using NTLM authentication where it is not a domain logon and not the ANONYMOUS LOGON account. To clearly summarize the event that is being collected, see event 4624 below.

In the QueryList below, substitute the section with the desired domain name.

A failed logon attempt when trying to move laterally using PtH would trigger an event ID 4625. This would have a LogonType of 3 using NTLM authentication where it is not a domain logon and not the ANONYMOUS LOGON account. To clearly summarize the event that is being collected, see event 4625 below.

<QueryList>
  <Query Id="0" Path="Forwarded Events">
    <Select Path="ForwardedEvents">
      *[System[(Level=4 or Level=0) and (EventID=4624)]]
      and
      *[EventData[Data[@Name='LogonType'] and (Data='3')]]
      and
      *[EventData[Data[@Name='TargetUserName'] != 'ANONYMOUS LOGON']]
      and
      *[EventData[Data[@Name='TargetDomainName'] != '<DOMAIN NAME>']]
    </Select>
  </Query>
</QueryList>
<QueryList>
  <Query Id="0" Path="Forwarded Events">
    <Select Path="ForwardedEvents">
      *[System[(Level=4 or Level=0) and (EventID=4625)]]
      and
      *[EventData[Data[@Name='AuthenticationPackageName'] and (Data='3')]]
      and
      *[EventData[Data[@Name='TargetUserName'] != 'ANONYMOUS LOGON']]
      and
      *[EventData[Data[@Name='TargetDomainName'] != '<DOMAIN NAME>']]
    </Select>
  </Query>
</QueryList>
Event ID Log Level LogonType Authentication Pkg Name
4624 Security Information 3 NTLM
4625 Security Information 3 NTLM

PowerShell Activities

PowerShell events can be interesting as Powershell is included by default in modern Windows installations. If a PowerShell script is failing, it may indicate misconfiguration, missing files, or malicious activity. Use of the Get-MessageTrackingLog cmdlet can be used to enumerate Exchange Server mail metadata, returning detailed information about the history of each mail message traveling through the server.

Script block logging can be enabled with PowerShell 5.0+ and PowerShell 4.0 with patches enabled. For more information:

ID Level Event Log Event Source
Get-MessageTrackingLog cmdlet 800 Information Powershell Microsoft-Windows-Powershell
Remote Connection 169 Information Powershell Microsoft-Windows-Powershell
Exception Raised 4103 Information Microsoft-Windows-Powershell/Operational Microsoft-Windows-Powershell
Script block contents 4104 Information Microsoft-Windows-Powershell/Operational Microsoft-Windows-Powershell
Script block start 4105 Information Microsoft-Windows-Powershell/Operational Microsoft-Windows-Powershell
Script block end 4106 Information Microsoft-Windows-Powershell/Operational Microsoft-Windows-Powershell

Printing Services

Document printing is essential for daily operations in many environments. The vast amount of printing requests increases the difficulty in tracking and identifying which document was printed and by whom. Documents forwarded to a printer for processing can be recorded for logging purposes in multiple ways. Each printing job can be logged either by a printing server, the printer itself, or the requesting machine. The logging of these activities permits early detection of printing certain documents. The following event is generated on the client machine requesting to print a document. This event should be treated as a historical record or an additional piece of evidence rather than an auditing record of printing jobs.

This operational log is disabled by default and requires the log to be enabled to capture this event.

ID Level Event Log Event Source
Printing Document 307 Information Microsoft-Windows-PrintService/Operational Microsoft-Windows-PrintService

Remote Desktop Logon Detection

Remote Desktop account activity events are not easily identifiable using the Event Viewer GUI. When an account remotely connects to a client, a generic successful logon event is created. A custom Query Filter can aid in clarifying the type of logon that was performed. The query below shows logins using Remote Desktop. Remote Desktop activity should be monitored since only certain administrators should be using it, and they should be from a limited set of management workstations. Any Remote Desktop logins outside of expected activity should be investigated.

The XPath queries below are used for the Event Viewer's Custom Views. Event ID 4624 and Event ID 4634 respecively indicate when a user has logged on and logged off with RDP. A LogonType with the value of 10 indicates a Remote Interactive logon.

<QueryList>
  <Query Id="0" Path="ForwardedEvent">
    <Select Path="ForwardedEvents">
    <!-- Collects Logon and Logoffs in RDP -->
    <!-- Remote Desktop Protocol Connections -->
      *[System[(Level=4 or Level=0) and (EventID=4624 or EventID=4634)]]
      and
      *[EventData[Data[@Name='LogonType']='10')]]
      and
    (*[EventData[Data[5]='10')]]
      or
      *[EventData[Data[@Name='AuthenticationPackageName'] = 'Negotiate']])
    </Select>
  </Query>
</QueryList>
Event ID Log Level LogonType Authentication Pkg Name
4624 Security Information 10 Negotiate
4634 Security Information 10 N/A

Software and Service Installation

As part of normal network operations, new software and services will be installed, and there is value in monitoring this activity. Administrators can review these logs for newly installed software or system services and verify that they do not pose a risk to the network.

It should be noted that an additional Program Inventory event ID 800 is generated daily on Windows 7 at 12:30 AM to provide a summary of application activities (e.g., number of new application installations). Event ID 800 is generated on Windows 8 as well under different circumstances. This event is beneficial to administrators seeking to identify the number of applications that were installed or removed on a machine.

ID Level Event Log Event Source
New Application Installation 903, 904 Information Microsoft-Windows-Application-Experience/Program-Inventory Microsoft-Windows-Application-Experience
New Kernel Filter Driver 6 Information System Microsoft-Windows-FilterManager
New MSI File Installed 1022, 1033 Information Application MsiInstaller
New Windows Service 7045 Information System Microsoft-Windows-FilterManager
Removed Application 907, 908 Information Microsoft-Windows-Application-Experience/Program-Inventory Microsoft-Windows-Application-Experience
Service Start Failure 7000 Error System Service Control Manager
Summary of Software Activities 800 Information Microsoft-Windows-Application-Experience/Program-Inventory Microsoft-Windows-Application-Experience
Update Packages Installed 2 Information Setup Microsoft-Windows-Servicing
Updated Application 905, 906 Information Microsoft-Windows-Application-Experience/Program-Inventory Microsoft-Windows-Application-Experience
Windows Update Installed 19 Information System Microsoft-Windows-WindowsUpdateClient

System Integrity

System Integrity ensures the trustworthiness of a host in the presence of manipulation. The ability to identify unusual changes to a host can hinder additional integrity compromises and possibly prevent such changes. The Audit Registry and Audit Security State Change group policies must be enabled. The Registry Modification event will not be generated unless a SACL is applied to a desired registry key or value (see the Windows 10 and Windows Server 2016 security auditing and monitoring reference). A non-exhaustive list identifying individual or sets of registry keys and values to monitor may be found at Microsoft's Threat Protection article titled Use Windows Event Forwarding to help with intrusion detection Appendix B, Microsoft's Securing PKI TechNet article on Registry Values to Monitor, SwiftOnSecurity's GitHub project titled sysmon-config, Specter Ops's Subverting Trust Windows white paper, and Cylance's Windows Registry Persistence, Part 1: Introducing, Attack, Phases and Windows Services blog post.

ID Level Event Log Event Source
Registry Modification 4657 Information Security Microsoft-Windows-Security-Auditing
System Time Changed 1 Information System Microsoft-Windows-Kernel-General
System Time Changed 4616 Information Security Microsoft-Windows-Security-Auditing

A non-exhaustive registry key and value list to potentially monitor

Registry key / value
HKLM\SYSTEM\CurrentControlSet\Services\Ntmssvc\
HKLM\SYSTEM\CurrentControlSet\Services\NWCWorkstation\
HKLM\SYSTEM\CurrentControlSet\Services\Nwsapagent\
HKLM\SYSTEM\CurrentControlSet\Services\SRService\
HKLM\SYSTEM\CurrentControlSet\Services\WmdmPmSp\
HKLM\SYSTEM\CurrentControlSet\Services\LogonHours\
HKLM\SYSTEM\CurrentControlSet\Services\PCAudit\
HKLM\SYSTEM\CurrentControlSet\Services\helpsvc\
HKLM\SYSTEM\CurrentControlSet\Services\uploadmgr\
HKLM\SYSTEM\CurrentControlSet\Services\FastUserSwitchingCompatibility\
HKLM\SYSTEM\CurrentControlSet\Services\Ias\
HKLM\SYSTEM\CurrentControlSet\Services\Nla\
HKLM\SYSTEM\CurrentControlSet\Services\Wmi\
HKLM\SYSTEM\CurrentControlSet\Services\Irmon\
HKLM\SYSTEM\CurrentControlSet\Control\Cryptography\Configuration\
HKLM\SYSTEM\CurrentControlSet\Control\Lsa\
HKLM\SYSTEM\CurrentControlSet\Control\SecurityProviders\SecurityProviders
HKLM\SOFTWARE\Microsoft\Cryptography\OID\
HKLM\SOFTWARE\Microsoft\Cryptography\Providers\Trust\
HKLM\SOFTWARE\Microsoft\WOW6432Node\Microsoft\Cryptography\OID\
HKLM\SOFTWARE\Microsoft\WOW6432Node\Microsoft\Cryptography\Providers\Trust
HKLM\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Drivers32\
HKLM\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Font Drivers\

System or Service Failures

System and Services failures are interesting events that may need to be investigated. Service operations normally do not fail. If a service fails, then it may be of concern and should be reviewed by an administrator. If a Windows service continues to fail repeatedly on the same machines, then this may indicate that an attacker is targeting a service.

ID Level Event Log Event Source
Windows Service Fails or Crashes 7022, 7023, 7024, 7026, 7031, 7032, 7034 Error System Service Control Manager

Task Scheduler Activities

Scheduled tasks can be maliciously created or deleted. The Task Scheduler can be used, for instance, to create tasks that wait for certain preconditions before downloading malicious files or to load malicious software into memory.

ID Level Event Log Event Source
New Task Registered 106 Information Microsoft-Windows-TaskScheduler/Operational Microsoft-Windows-TaskScheduler
Task Deleted 141 Information Microsoft-Windows-TaskScheduler/Operational Microsoft-Windows-TaskScheduler
Task Disabled 142 Information Microsoft-Windows-TaskScheduler/Operational Microsoft-Windows-TaskScheduler
Task Launched 200 Information Microsoft-Windows-TaskScheduler/Operational Microsoft-Windows-TaskScheduler

Windows Defender Antivirus Activities

Spyware and malware remain a serious problem and Microsoft developed an antispyware and antivirus, Windows Defender, to combat this threat. Any notifications of detecting, removing, or preventing these malicious programs should be investigated. In the event Windows Defender fails to operate normally, administrators should correct the issue immediately to prevent the possibility of infection or further infection. If a third-party antivirus and antispyware product is currently in use, the collection of these events is not necessary.

ID Level Event Log Event Source
Action on Malware Failed 1008 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Detected Malware 1006, 1116 Warning Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Failed to remove item from quarantine 1010 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Failed to update engine 2003 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Failed to update signatures 2001 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
File Restored from Quarantine 1009 Information Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Malware Removal Error 1118 Information Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Malware Removal Fatal Error 1119 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Malware Removed 1007, 1117 Information Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Real-Time Protection failed 3002 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Reverting to last known good set of signatures 2004 Warning Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Scan Failed 1005 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender
Unexpected Error 5008 Error Microsoft-Windows-Windows Defender/Operational Microsoft-Windows-Windows Defender

Windows Firewall

If client workstations are taking advantage of the built-in host-based Windows Firewall, then there is value in collecting events to track the firewall status. For example, if the firewall state changes from on to off, then that log should be collected. Normal users should not be modifying the firewall rules of their local machine. The below events for the listed versions of the Windows operating system are only applicable to modifications of the local firewall settings.

ID Level Event Log Event Source
Firewall Failed to load Group Policy 2009 Error Microsoft-Windows-Windows Firewall With Advanced Security/Firewall Microsoft-Windows-Windows Firewall With Advanced Security
Firewall Rule Add 2004 Information Microsoft-Windows-Windows Firewall With Advanced Security/Firewall Microsoft-Windows-Windows Firewall With Advanced Security
Firewall Rule Change 2005 Information Microsoft-Windows-Windows Firewall With Advanced Security/Firewall Microsoft-Windows-Windows Firewall With Advanced Security
Firewall Rules Deleted 2006, 2033 Information Microsoft-Windows-Windows Firewall With Advanced Security/Firewall Microsoft-Windows-Windows Firewall With Advanced Security

Windows Update Errors

A machine must be kept up to date to mitigate known vulnerabilities. Although unlikely, these patches may sometimes fail to apply. Failure to update issues should be addressed to avoid prolonging the existence of an application issue or a vulnerability in the operating system or an application.

ID Level Event Log Event Source
Hotpatching Failed 1009 Information Setup Microsoft-Windows-Servicing
Windows Update Failed 20, 24, 25, 31, 34, 35 Error Microsoft-Windows-WindowsUpdateClient/Operational Microsoft-Windows-WindowsUpdateClient