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Initial Draft of Qualitative Simulation Standard
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# Qualitative Simulation
<standard name="Qualitative Simulation">

*<desc>"A study that involves predominately qualitative analysis of direct observations of humans taking part in a lab-based simulation</desc>*


## Application

This standard applies to empirical research that meets the following
conditions.

- Human participants take part in a simulated task, typically in a contrived or lab-based environment, alone or in groups
- Researchers directly observe (and often record) participants taking part
- Observations are analyzed using qualitative coding

Protocol Analysis (AKA protocol studies) are a common type of Qualitative Simulation

## Specific Attributes

### Essential Attributes
<checklist name="Essential">

<intro>


<method>

- [ ] describes the environment in which the simulation took place
- [ ] describes the events, activities, tasks, or objects comprising the simulations
- [ ] describes the qualitative coding procedures

<results>

- [ ] presents a clear chain of evidence from observations to findings

<discussion>


<other>

</checklist>

### Desirable Attributes
<checklist name="Desirable">

- [ ] provides supplemental materials such as task materials, coding schemes, coding examples, decision rules, or extended chain-of-evidence tables
- [ ] includes debriefing sessions with participants
- [ ] cross-checks observations against statements made my participants during debriefing sessions
- [ ] describes how prior understandings of the phenomena were managed and/or influenced the research
- [ ] EITHER: evaluates an a priori theory (or model, framework, taxonomy, etc.) using deductive coding with an a priori coding scheme based on the prior theory
OR: synthesizes results into a new, mature, fully-developed and clearly articulated theory (or model, etc.) using some form of inductive coding (coding scheme generated from data)
- [ ] includes autoreflection; i.e., researchers reflect on how their own possible biases may have influenced the research
</checklist>

### Extraordinary Attributes
<checklist name="Extraordinary">

- [ ] uses a team-based approach; e.g., multiple raters with analysis of inter-rater reliability (see the [IRR/IRA Supplement](https://github.com/acmsigsoft/EmpiricalStandards/blob/master/Supplements/InterRaterReliabilityAndAgreement.md))
- [ ] published a protocol beforehand and made it publicly accessible (see the [Registered Reports Supplement](https://github.com/acmsigsoft/EmpiricalStandards/tree/master/Supplements))
</checklist>

## General Quality Criteria

Qualitative simulations should be evaluated using qualitative validity criteria
such as credibility, multivocality, reflexivity, rigor and transferability (see **Glossary**).

## Antipatterns

- Overstating the degree to which the simulation justifies inferences about participants' cognitive states or cognitive processes. The whole point of a qualitative simulation is often to get insight into cognitive states and processes, but these insights should be presented with caution.
- Attempting a qualitative simulation from a positivist epistemological stance. There is no coherent positivist basis for qualitative research in an artificial context. Qualitative simulations make more sense from a realist or interpretivist epistemological stance.

## Invalid Criticisms

- Does not present quantitative data. That's why it's called a "qualitative" simulation.
- The task or environment are artificial. The whole point of a qualitative simulation is to study an artificial task in a controlled environment.
- Lack of internal validity. Internal validity is a positivist criterion.

## Suggested Readings

Mathew Miles, A Michael Huberman and Saldana Johnny. 2014. *Qualitative
data analysis: A methods sourcebook*. Sage.

Sarah J. Tracy. 2010. Qualitative Quality: Eight "Big-Tent" Criteria for
Excellent Qualitative Research. *Qualitative Inquiry*. 16, 10,
837–851. DOI:
[10.1177/1077800410383121](https://doi.org/10.1177/1077800410383121)

## Exemplars

Mohanani, Rahul, Paul Ralph, Burak Turhan, and Vladimir Mandić. 2021. How templated requirements specifications inhibit creativity in software engineering. *IEEE Transactions on Software Engineering* 48, 10, 4074-4086. DOI: [10.1109/TSE.2021.3112503](https://doi.org/10.1109/TSE.2021.3112503)

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