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update doc to release v1.4.4
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2 changes: 2 additions & 0 deletions DOCS/Requirements.md
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*last update 208/03/24*

Requirements
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40 changes: 27 additions & 13 deletions DOCS/Scope.md
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*Last update: 2018/03/25*

Scope
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GrainSizeTools (GST) script is primarily targeted at anyone who wants to:

1. Visualize grain size features
2. Obtain a set of single 1D measures of grain size to estimate the magnitude of differential stress (or rate of mechanical work) in dynamically recrystallized rocks or any other type of crystalline aggregate
3. Estimate differential stress via paleopizometers (**New in version 1.4!**)
4. Estimate the actual 3D distribution of grain sizes from a population of apparent grain sizes measured in thin sections. This includes the estimation of the volume occupied by a particular grain size fraction and the shape of the population of grain sizes (assuming that the distribution of grain sizes follows a lognormal distribution)
1. Visualize the distribution of apparent grain sizes and extract different statistical parameters to describe the features of the distribution
3. Estimate differential stress via paleopizometers (**New in versions 1.4+!**)
3. Approximate the actual 3D distribution of grain sizes from thin sections. This includes an estimate of the volume occupied by a particular grain size fraction and the shape of the population of grain sizes (assuming that the distribution of grain sizes is lognormal-like)

GST script requires as the input the measurement of the areas of the grain profiles (grain-by-grain) in a thin section. Hence, the script does not apply for determining mean grain sizes via the planimetric (Jeffries) (i.e. the number of grains per unit area) or intercept (the number of grains intercepted by a test line per unit length of test line) procedures. The reasons for using grain-by-grain methods over the planimetric/intercept procedures in rocks are detailed in [Lopez-Sanchez and Llana-Fúnez (2015)](http://www.solid-earth.net/6/475/2015/). The following is an overview of the key assumptions to consider so that the results obtained by the script are meaningful and reliable.
GST script only requires as input the areas of the grain profiles measured grain-by-grain in a thin section. The script is not intended to determine the mean grain size via the planimetric (Jeffries) (i.e. the number of grains per unit area) or intercept (the number of grains intercepted by a test line per unit length of test line) methods. The reasons for using grain-by-grain methods over the planimetric or intercept ones in natural rocks are detailed in [Lopez-Sanchez and Llana-Fúnez (2015)](http://www.solid-earth.net/6/475/2015/). Below is a brief outline of the key assumptions to consider so that the results obtained by the script are meaningful and reliable.

### Safety concerns

> All this safety concerns assume that the calibration of the microscope and the scale of the micrographs were set correctly.
#### Getting unidimensional measures of apparent grain size
#### Determination of "average" (mean, median, peak) apparent grain sizes

Unidimensional apparent grain size measures such as the **mean** or the **median** are only meaningful in specimens that show a **unimodal distribution of diameters** (or areas). It is therefore key to **always visualize if the distribution of apparent grain sizes is unimodal** (a single peak). In the case that the distribution is multimodal (two or more frequency peaks), you can use for comparative purposes the **location of the frequency peaks** based on the Kernel density estimate [(Lopez-Sanchez and Llana-Fúnez, 2015)](http://www.solid-earth.net/6/475/2015/). Despite this, the best option when a multimodal distribution appears is to separate the different populations of grain size using image analysis methods.

Unfortunately, no general protocol exists in the earth science community on what unidimensional grain size measures to use when using grain-by-grain methods. For example, in the case of paleopiezometry studies, some authors have been using the mean, others the median and some the mode. In addition, some authors applied stereological corrections and others do not, and some estimate the logarithmic or the square root grain size instead of the linear grain size. Since it seems this is not going to change in the short term, it is advisable to always report all the different unidimensional grain size measures (mean, median, freq. peak). This will allow other scientists to directly compare their data with yours without using correction factors which always involve some assumptions. In any event, you will have to choose one of them in your study so we advise from here to follow this rule of thumb:

- use **mean and standard deviation (SD)** when your **distribution is normal-like**
- use **median and interquartile (or interprecentil) range** when your **distribution is skewed**

The rationale behind this rule is that the sample mean is generally more efficient than the median, but the sample median is always more robust. The latter feature makes the median more efficient when distributions have "thick" tails as it happens in most skewed distributions.

When grains are equant (equiaxed) or near-equant (i.e. aspect ratios mostly < 2.0) any specimen orientation is acceptable for estimating unimodal grain size measures, and a **single section** could be enough to obtain a reliable estimate as long as you measure a minimum of grain sections (see below for details). When grains show aspect ratios above 2.0 and preferred orientation throughout the rock volume, you will need to **estimate the grain size over three orthogonal sections and then average the results** to obtain meaningful results. Although specimens with equant grains accept any orientation to estimate unidimensional grain size measures, it is advisable to use a principal section. Specifically, we promote the use of the XZ section, i.e. parallel to the lineation and perpendicular to the foliation, since this will allow us: (i) to estimate whether the grains are far from equant using the aspect ratio; and (ii) to provide a fairer comparison between different specimens when near-equant grains and preferred orientation of the large axes exist.

To obtain reliable grain size estimates you should measure (or your grain boundary map should contain) at least 433 grain sections, although use better 965 sections when possible. This sample size will ensure that 95 % of the time the mean grain size estimated will have an error equal or less than ± 4 % (99% if you measure 965) (see [Lopez-Sanchez and Llana-Fúnez, 2015](http://www.solid-earth.net/6/475/2015/) for details). If you want to obtain an accurate **confidence interval** for your estimates you have to take several representative micrographs from the same specimen (three or more) and estimate the "average" (mean, median or peak) grain size in each of them. Then use the ```confidence_interval``` function implemented in the script to get a robust confidence interval. For details on how this determination works see the next section or the documentation of the function using the command ``help(confidence_interval)`` in the console.

Unidimensional apparent grain size measures such as the **mean** or **median** are only meaningful in specimens that show a **unimodal distribution of diameters** (or areas). Consequently, in all cases it is key to visualize the distribution of apparent grain sizes and **observe if the distribution is unimodal** (a single peak). In the case that the distribution is multimodal (two or more peaks), you can use for comparative purposes the modal interval or, better, the **location of frequency peaks** based on the Kernel density estimate [(Lopez-Sanchez and Llana-Fúnez, 2015)](http://www.solid-earth.net/6/475/2015/). Despite this, the best option when a multimodal grain size distribution occurs is to separate the different populations of grain size previously via image analysis methods. Unfortunately, no general protocol exists in the earth science community for unidimensional grain size measures. Consequently, if possible, it is advisable to always report all the different unidimensional grain size measures (mean, median, freq. peak). This will allow other scientists to compare their data with yours directly when using a different type of grain size measurement from that used in your study.
Regarding paleopizometry estimates, **do not use central measures derived from distributions estimated via stereological methods but directly apparent grain size measures**. The rationale for this is that stereological methods are always built on several (ill-conditioned) geometric assumptions and the results will always be, at best, only approximate. This means that the precision of the estimated 3D size distribution is **much poorer** than the precision of the original distribution of grain profiles since the latter is based on real data.

When we estimate unimodal grain size measures from a **single section**, whatever the number of grain boundary maps used, the results will be only meaningful if grains are equant (equiaxed) or near-equant (i.e. aspect ratios mostly < 2.0). If grains systematically show aspect ratios above 2.0 and a shape preferred orientation of their large axes throughout the rock volume, you will need to **estimate the grain size over three orthogonal sections and then averaged the results**. Although specimens with equant grains accept any orientation to obtain a unidimensional grain size measure, it is advisable to use a principal section. Specifically, we promote the use of the XZ section, i.e. parallel to the lineation and perpendicular to the foliation, since this will allow us: (i) to visualize and measure whether the grains are far from equant via the aspect ratio; and (ii) to provide a fairer comparison between different specimens when near-equant grains and preferred orientation of the large axes exist.
#### Determination of stress via paleopiezometers

A common way to estimate a **confidence interval** of your grain size measurement is to take several representative micrographs from the same specimen (three or more) and then estimate the mean and the variation in the results reporting the standard deviation (SD) at a 2-sigma level of confidence, i.e. the confidence interval will be the mean ± two times the SD. To minimize variations in the results due to an insufficient number of grain measurements, a minimum of 433 (although use better 965) is required for each grain boundary map (see [Lopez-Sanchez and Llana-Fúnez, 2015)](http://www.solid-earth.net/6/475/2015/) for details).
When using a piezometer relation is of paramount importance to ensure what type of grain size measure should be used. For example, if you want to use the piezometric relation established for quartz in Stipp and Tullis (2003), note that they have been established using the **root mean square apparent diameter** instead of the *linear or the logarithmic mean diameter*. For more details see the step-by-step tutorial.

For paleopizometry/wattmetry studies **do not report measures derived from distributions estimated via stereological methods but apparent grain size measures**. The reasoning behind this is that stereological methods are built on several (weak) geometric assumptions and the results will always be, at best, only approximate. This means that the precision of the estimated 3D size distribution is **much poorer** than the precision of the original distribution of grain profiles since the latter is based on real data. Lastly, when using a piezometer relation is of paramount importance to ensure what type of grain size measure should be used. For example, if you want to use the piezometric relation established for quartz in Stipp and Tullis (2003), note that they have been established using the **root mean square apparent diameter** not the *linear nor the logarithmic mean diameter*. For details see the step-by-step tutorial.
You should always estimate a **confidence interval** for your paleopiezometry estimates, which means that you should do at least three or more independent measures (i.e. from different grain size maps). Since version 1.4.4, the GST script implements a function **to estimate robust confidence intervals using the student's t-distribution** (see the step-by-step tutorial for details). This is a much robust approach than using the mean plus two times the standard deviation when the sample size is small (< 10) and both, the mean and the SD, cannot be estimated accurately.

#### Getting the shape of actual grain size distribution or the volume occupied by a particular grain size fraction

Estimating the actual grain size distribution from thin sections using stereological methods requires spatial homogeneity and that **grains under study are equant or near-equant**. The Saltykov and two-step methods will not provide reliable results if most of the grains show aspect ratios above 2.0, regardless of whether a shape preference orientation exists or not. In any event, this assumption is acceptable most of the time for some of the most common dynamically recrystallized non-tabular grains in crustal and mantle shear zones, such as quartz, feldspar, olivine and calcite, as well as in ice or metals/alloys. However, be careful when recrystallized grains show very irregular/lobate grain boundaries (i.e. the main recrystallization mechanism was "fast" grain boundary migration).
Estimating the actual grain size distribution from thin sections using stereological methods requires assuming spatial homogeneity and that **grains under study are equant or near-equant**. The Saltykov and two-step methods will not provide reliable results if most of the grains show aspect ratios above 2.0, regardless of whether a shape preference orientation exists or not. In any event, this assumption is acceptable most of the time for the most common *recrystallized (dynamically or statically)* mineral phases in crustal and mantle shear zones, such as quartz, feldspar, olivine, and calcite, as well as in ice or metals/alloys. However, be careful when recrystallized grains show very irregular/lobate grain boundaries (i.e. the main recrystallization mechanism was "fast" grain boundary migration).

The Saltykov method is suitable to estimate the volume of a particular grain fraction of interest (in percentage) and to visualize the aspect of the derived 3D grain size distribution using the histogram and a volume-weighted cumulative frequency curve. To provide reliable results, the method requires using a few number of classes and a large number of individual grain measurements. *Practical experience* indicates using more than 1000 grains and less than 20 classes. The number of classes has to be set by a trial and error approach. This will inevitably lead to different authors using a different number of classes across studies. Due to this, when estimating the volume of a grain size fraction based on a single grain boundary map it is necessary to take an absolute error of ± 5 to stay safe (see details in [Lopez-Sanchez and Llana-Fúnez, 2016](http://www.sciencedirect.com/science/article/pii/S0191814116301778)). If possible, take more than one representative grain boundary map and then estimate a confidence interval as explained above in this section.
The Saltykov method is suitable to estimate the volume of a particular grain fraction of interest (in percentage) and to visualize the aspect of the derived 3D grain size distribution using the histogram and a volume-weighted cumulative frequency curve. To provide reliable results, the method requires using a few numbers of classes and a large number of individual grain measurements. Practical experience indicates using more than 1000 grains and less than 20 classes. The number of classes has to be set by a trial and error approach. This will inevitably lead to different authors using a different number of classes across studies. Due to this, when estimating the volume of a grain size fraction based on a single grain boundary map it is necessary to take an absolute error of ± 5 to stay safe (see details in [Lopez-Sanchez and Llana-Fúnez, 2016](http://www.sciencedirect.com/science/article/pii/S0191814116301778)). If possible, take more than one representative grain boundary map and then estimate a confidence interval as explained above in this section.

The two-step method ([Lopez-Sanchez and Llana-Fúnez, 2016](http://www.sciencedirect.com/science/article/pii/S0191814116301778)) is suitable for describing quantitatively the shape of the actual 3D grain size distribution using a single parameter; the multiplicative standard deviation (MSD) value. The method also provides a reliable uncertainty value. The method assumes that the actual grain size distribution follows a lognormal distribution, **there is therefore critical to visualize the distribution using the Saltykov method first and ensure that the distribution is unimodal and lognormal-like**. The MSD estimate is independent of the chosen number of classes as long as the Saltykov method produces stable results (i.e. you do not lose the lognormal appearance of the distribution due to the use of an excessive number of classes).
The two-step method ([Lopez-Sanchez and Llana-Fúnez, 2016](http://www.sciencedirect.com/science/article/pii/S0191814116301778)) is suitable for describing quantitatively the shape of the actual 3D grain size distribution using a single parameter called the multiplicative standard deviation (MSD) value. The method assumes that the actual grain size distribution follows a lognormal distribution, **there is therefore critical to visualize the distribution using the Saltykov method first and ensure that the distribution is unimodal and lognormal-like**. The MSD estimate is independent of the chosen number of classes as long as the Saltykov method produces stable results (i.e. you do not lose the lognormal appearance of the distribution due to the use of an excessive number of classes) and provides a reliable uncertainty value.


[next section](https://github.com/marcoalopez/GrainSizeTools/blob/master/DOCS/brief_tutorial.md)
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