This page contains Frequently Asked Questions (FAQ) on the ICES data-limited methods and the responses from WKLIFE.
Most questions and responses are copied from the ICES WKLIFE XII report (Annex 6):
ICES. 2023. Workshop on the Development of Quantitative Assessment Methodologies based on Life-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE XII). ICES Scientific Reports. 5:103. 111 pp. (https://doi.org/10.17895/ices.pub.24581343).
However, WKLIFE XIII in 2024 reviewed these questions, and added new questions and responses.
The ICES technical guidelines for data-limited methods are available from:
ICES. 2024. ICES Guidelines - Advice rules for stocks in category 2 and 3. Version 2. ICES Guidelines and Policies - Advice Technical Guidelines. 30 pp. https://doi.org/10.17895/ices.pub.26056306
Good practices for applying SPiCT and deriving catch advice based on a SPiCT assessment involve several important steps. First, it is essential to follow the specific SPiCT technical guidelines (Mildenberger et al., 2024) and ICES technical guidelines (ICES, 2022), which emphasize the model setup, input data, and understand the model’s assumptions and ICES guidelines for estimating catch advice based on a SPiCT assessment. Additionally, the users should apply the general recommendations for surplus production models outlined by Kokkalis et al. (2024) and incorporate general good practices for stock assessments (Punt, 2023). This includes tailoring the model to the species being assessed, validating the data, and ensuring that the assumptions align with the stock’s life-history. Any model fitting should also include diagnostic checks following guidelines by Carvalho et al. (2021). Ideally, a new SPiCT assessment is assessed within a benchmark workshop where stock, fisheries, and model experts are present.
References
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Carvalho, F., Winker, H., Courtney, D., Kapur, M., Kell, L., Cardinale, M., Schirripa, M., Kitakado, T., Yemane, D., Piner, K.R., Maunder, M.N., Taylor, I., Wetzel, C.R., Doering, K., Johnson, K.F., Methot, R.D., 2021. A cookbook for using model diagnostics in integrated stock assessments. Fisheries Research 240, 105959. https://doi.org/10.1016/j.fishres.2021.105959
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Kokkalis, A., Berg, C.W., Kapur, M.S., Winker, H., Jacobsen, N.S., Taylor, M.H., Ichinokawa, M., Miyagawa, M., Medeiros-Leal, W., Nielsen, J.R. and Mildenberger, T.K., 2024. Good practices for surplus production models. Fisheries Research, 275, p.107010. https://doi.org/10.1016/j.fishres.2024.107010
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ICES. 2022. ICES technical guidance for harvest control rules and stock assessments for stocks in categories 2 and 3. ICES Technical Guidelines. Report. https://doi.org/10.17895/ices.advice.19801564.v2
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Mildenberger, T. K., A. Kokkalis, and C. W. Berg. 2024. Guidelines for the stochastic production model in continuous time (SPiCT). https://github.com/DTUAqua/spict/blob/master/spict/inst/doc/spict_guidelines.pdf
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Punt, A., E. 2023. Those who fail to learn from history are condemned to repeat it: A perspective on current stock assessment good practices and the consequences of not following them. Fisheries Research, 261, p.1066642
Yes, SPiCT can be applied to one-way-trips and might result in acceptable assessment results and diagnostics, however, the assessment inhibits substantially more uncertainty and is potentially biased when historical data does not cover periods of low and high biomass, i.e. both sides of the production curve. In the case, that the assessment passes all diagnostic tests (see Mildenberger et al. 2024) and is accepted within a benchmark process, more precautionary harvest control rules should be considered that buffer against the uncertainty due to the lack of contrast in the data. Retrospective patterns and bias are more likely if the biomass index is monotonically decreasing or increasing in the most recent years of the assessment and can indicate a lack of contrast in the data.
References
- Mildenberger, T. K., A. Kokkalis, and C. W. Berg. 2024. Guidelines for the stochastic production model in continuous time (SPiCT). https://github.com/DTUAqua/spict/blob/master/spict/inst/doc/spict_guidelines.pdf
Do I need to bias-correct priors?
Yes, if the mean of a prior distribution on natural scale is supposed to
correspond to the mean value of the prior in SPiCT, then the prior should be
bias corrected by subtracting
In theory yes, but please note that the model parameters r (intrinsic growth rate) and n (shape of the production curve) are tightly linked. A certain r prior can have quite different consequences for a Schaefer (n = 2) or Fox model (n = 1). Thus, consider converting the r prior from the scale on which it was derived (e.g. r prior from meta study or using SPM priors assuming n = 2) to the scale of the assessment model (e.g. n prior around Schaefer or Fox model). More information about the conversion of r priors and how to do that based on n can be found in Kokkalis et al. (2024).
References
- Kokkalis, A., Berg, C.W., Kapur, M.S., Winker, H., Jacobsen, N.S., Taylor, M.H., Ichinokawa, M., Miyagawa, M., Medeiros-Leal, W., Nielsen, J.R. and Mildenberger, T.K., 2024. Good practices for surplus production models. Fisheries Research, 275, p.107010. https://doi.org/10.1016/j.fishres.2024.107010
Is a Schaefer model (n=2) always more precautionary than a model with a more right-skewed production curve?
No. While theoretically a more left-skewed production curve (e.g. Schaefer, n=2)
implies larger
Can SPiCT with default settings and priors be used for deriving catch advice?
Yes, SPiCT with default settings and priors can be used for deriving catch
advice. However, by default, SPiCT uses a wide prior (sd = 2) around n = 2
(Schaefer model) and wide priors (sd = 2) around the ratio of the observation
error to process error (
Yes, SPiCT can be used with commercial CPUE data (fishery dependent data), but several recommendations should be followed to ensure a reliable stock assessment. First, it is important to standardize the CPUE. This standardization should follow the good practices guidelines proposed by Hoyle et al. (2024), and account for spatial and temporal interactions (if available), include zeros (representing instances of no catch), and consider different assumptions regarding technological advancements (technological creep), which can impact fishing efficiency over time. Additionally, it is essential to explore potential confounding factors, such as target species, reference fleet, fishing gears and assumptions related to error distribution, and the overall model formula. Smoothing the CPUE index over time should be avoided, as this can lead to a loss of independence between observations, which is crucial for maintaining the validity of the data in the model.
References
- Hoyle, S. D., Campbell, R. A., Ducharme-Barth, N. D., Grüss, A., Moore, B. R., Thorson, J.T., Tremblay-Boyer, L., Winker, H., Zhou, S. and Maunder, M.N. 2024. Catch per unit effort modelling for stock assessment: A summary of good practices. Fisheries Research, 269, 106860. https://doi.org/10.1016/j.fishres.2023.106860
How does SPiCT account for uncertainty?
Uncertainty can and should (if available) be included in a SPiCT assessment.
Relative uncertainty can be included by adjusting the scaling of the standard
deviation for catch (variable stdevfacC in input list) and biomass indices
(variable stdevfacI in input list). Note that standardizing these vectors to
mean of 1 is important as otherwise the interpretation of variance parameters
changes which might affect priors, including the default prior for the noise
ratios (
No, in theory the process and observation noise in SPiCT is not linked. However, the default settings of spict include two vague priors on the hyper parameters alpha and beta around 1 (with a standard deviation of 2 on log scale). These hyper parameters are not model parameters but depend on them (thus referred to as "hyper" parameters) and link the process and observation errors for the biomass process and indices, and fishing mortality process and catches, respectively. The individual noise parameters (sdb, sdi, sdf, and sdc) are actual model parameters and are estimated. Other than the default noise ratio hyper parameters (alpha and beta), SPiCT does not assume any link between the individual noise parameters. Nevertheless, the estimated noise parameters are still likely to be correlated. The default prior for the hyper parameters were merely introduced as a support for model convergence in data-limited cases. Pedersen and Berg (2017) wrote: "In cases where it is not possible to separate process and observation error, a common simplification is to assume process error of Bt and observation error of It to be equal (Ono et al. 2012; Thorson et al. 2013), that is to fix alpha=1. A similar relationship between the process error of Ft and the observation error of Ct could be envisioned, that is that beta=1, which we use when sdc and sdf cannot be estimated separately." Thus, the general recommendation is to deactivate the default priors for these hyper parameters if they are not needed for model convergence or better information is available about the individual noise parameters, e.g., from the abundance index calculation or meta studies. For example, the survey indices might be associated with higher observation error (e.g., low encounter rates) and the process error might be disproportionately smaller due to longer generation times and the reproductive biology for slow growing, low fecundity and bycatch species such as elasmobranchs. In this case, default priors should be deactivated, and this prior knowledge should be translated into prior distributions for the individual noise parameters. Prior-posterior distributions can and should be checked (see e.g., the function plotspict.priors() in the spict R package) and the sensitivity of the assessment to all priors should be evaluated.
References
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Ono, K., Punt, A.E. and Rivot, E. (2012) Model performance analysis for Bayesian biomass dynamics models using bias, precision and reliability metrics. Fisheries Research 125, 173–183.
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Pedersen, M.W., Berg, C.W., 2017. A stochastic surplus production model in continuous time. Fish and Fisheries 18, 226–243. https://doi.org/10.1111/faf.12174.
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Thorson, J.T., Minto, C., Minte-Vera, C.V., Kleisner, K.M., Longo, C. and Jacobson, L. (2013) A new role for effort dynamics in the theory of harvested populations and data-poor stock assessment. Canadian Journal of Fisheries and Aquatic Sciences 70, 1829–1844.
Slow-growing species, such as some elasmobranch and deep-water life history strategies are generally categorized by slower growth, low productivity (low fecundity, late maturity, etc.), and low variability. Two tusk stocks (usk.27.1–2, usk.27.3a456a7–912) and the Thornback ray stock in Division 8c (rjc.27.8c) were part of SPiCT benchmark workshops in the last years (ICES, 2021; ICES, 2023). While the Thornback ray assessment was accepted for providing management advice, the tusk stocks were rejected. However, the reasons for the rejections were short CPUE time series and problems with the CPUE standardization and thus unrelated to the life history strategies. Short index and/or catch time series challenge production models and the estimation of all parameters and specific model configurations might be required. Elasmobranch and deep-water species often provide biennial advice within ICES. So far there is no indication that SPiCT is not applicable to species with specific elasmobranch or deep-water life history strategies. A lower and more risk-averse fractile of the predicted catch distribution could be considered for the catch advice to account for the lower productivity of these sensitive species, as was done for the advice for porbeagle (15th percentile).
References
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ICES. 2021. Benchmark Workshop on the development of MSY advice for category 3 stocks using Surplus Production Model in Continuous Time; SPiCT (WKMSYSPiCT). ICES Scientific Reports. 3:20. 317 pp. https://doi.org/10.17895/ices.pub.7919
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ICES. 2023. Benchmark workshop 2 on development of MSY advice using SPiCT (WKBMSYSPiCT2). ICES Scientific Reports. 5:65. 472 pp. https://doi.org/10.17895/ices.pub.23372990
There is no indication that SPiCT should not be suitable for short-lived species. If available, seasonal information (e.g. seasonal catches or biomass indices in multiple seasons) are recommended to be used and might even be more important for the assessment of short-lived stocks. The timing of the biomass index relative to the timing of the assessment as shown to play an important role for the assessment and forecast of short-lived stocks such as anchovy in the Bay of Biscay (Mildenberger et al., 2022). The shorter the time period between the last information and the assessment, the more accurate the assessment and forecast.
References
- Mildenberger, T. K., Berg, C. W., Kokkalis, A., Hordyk, A. R., Wetzel, C., Jacobsen, N. S., Punt, A.E., & Nielsen, J. R. (2022). Implementing the precautionary approach into fisheries management: Biomass reference points and uncertainty buffers. Fish and Fisheries, 23, 73–92. https://doi.org/10.1111/faf.12599
Stock assessments should be evaluated based on four criteria defined by Carvalho et al. (2021): 1) model convergence; 2) fit to the data; 3) model consistency; and 4) prediction skill. More information to these criteria and regarding SPiCT specifically can be found in Kokkalis et al. (2024) and Mildenberger et al. (2024). The spict R package provides user-friendly functions for performing these model diagnostics, such as a function to evaluate the observation residuals (plotspict.diagnostic()) and process residuals (plotspict.diagnostic.process()), to do a retrospective analysis (retro()), or a hindcasting cross-validation (hindcast()).
References
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Carvalho, F., Winker, H., Courtney, D., Kapur, M., Kell, L., Cardinale, M., Schirripa, M., Kitakado, T., Yemane, D., Piner, K.R., Maunder, M.N., Taylor, I., Wetzel, C.R., Doering, K., Johnson, K.F., Methot, R.D., 2021. A cookbook for using model diagnostics in integrated stock assessments. Fisheries Research 240, 105959. https://doi.org/10.1016/j.fishres.2021.105959
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Kokkalis, A., Berg, C.W., Kapur, M.S., Winker, H., Jacobsen, N.S., Taylor, M.H., Ichinokawa, M., Miyagawa, M., Medeiros-Leal, W., Nielsen, J.R. and Mildenberger, T.K., 2024. Good practices for surplus production models. Fisheries Research, 275, p.107010. https://doi.org/10.1016/j.fishres.2024.107010
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Mildenberger, T. K., A. Kokkalis, and C. W. Berg. 2024. Guidelines for the stochastic production model in continuous time (SPiCT). https://github.com/DTUAqua/spict/blob/master/spict/inst/doc/spict_guidelines.pdf
The retrospective analysis is an important diagnostic test (Carvalho et al., 2021). The finding that consistent retrospective patterns (or bias) is larger for relative than absolute states can be caused by fixing model parameters. For example, for the stock rjc.27.9a, fixing n = 2 (Schaefer model) together with limited information in the data (one way trip in F and B) caused the unexpected retrospective patterns with a stronger bias for relative than for absolute values. Estimating n with a prior showed strong retrospective pattern for both absolute and relative states (ICES, 2024).
References
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Carvalho, F., Winker, H., Courtney, D., Kapur, M., Kell, L., Cardinale, M., Schirripa, M., Kitakado, T., Yemane, D., Piner, K.R., Maunder, M.N., Taylor, I., Wetzel, C.R., Doering, K., Johnson, K.F., Methot, R.D., 2021. A cookbook for using model diagnostics in integrated stock assessments. Fisheries Research 240, 105959. https://doi.org/10.1016/j.fishres.2021.105959
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ICES. 2024. Workshop on the Development of Quantitative Assessment Methodologies based on Life-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFEXIII). ICES Scientific Reports.
Yes, SPiCT can handle recovery from zero catch advice, because the TAC does not depend on last year’s catch/advice and the harvest control rule (HCR) includes a target reference point. However, SPiCT cannot handle zeros as the model is performing calculation in log space. If catch/landings are really zero, use a small number instead of zero (e.g. ∼1t if catches were around hundreds of tons). See Section 2.3 in ICES (2023) for more information.
References
- ICES. 2023. Workshop on the Development of Quantitative Assessment Methodologies based on Life-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFEXII). ICES Scientific Reports. 5:103. 111 pp. https://doi.org/10.17895/ices.pub.24581343
Yes, current advice rules can also be applied to biennial or longer advice cycles. At the same time, we note the importance of a flexible and responsive management framework and long advice cycles can decrease the performance of the harvest control rules, such as longer rebuilding times, lower yield or higher risk.
Switching from trend-based advice to an assessment method could of course lead to big jumps (up or down). This is stated in the advice sheet under the catch scenario table with a sentence like "The increase in the advice (XX%) is due to change of assessment method used." These jumps are to be expected as we now have reference points and a way to estimate stock status as the basis of the advice. Another reason for much higher landings advice from an assessment model than observed landings, could be the fact that previous advice (and thus available landings data) was based on highly precautionary empirical rules. If the assessment is accepted (i.e. diagnostic tests are passed), the advice should follow from it. That said, if the variability in the advice is of concern, an increase cap or transition rules when moving from one harvest control rule (e.g., rfb rules) to another (e.g., SPiCT) and there is a large increase in advised landings might be a good idea. However, one should be more cautious with the decrease cap, as we now have an assessment that estimates a lower stock Status. WKLife is currently working on developing and testing different advice catch caps for these transition periods (see Section 3.3.1 in ICES, 2024).
References
- ICES. 2024. Workshop on the Development of Quantitative Assessment Methodologies based on Life-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFEXIII). ICES Scientific Reports.
The 35th percentile (or 0.15 fractile) is the default percentile of the recommended harvest control rule (HCR) based on an accepted SPiCT assessment. It accounts for the assessment uncertainty and suggests a lower catch advice the higher the uncertainty. The HCR with the 15th percentile (or 0.15 fractile) of the predicted catch distribution is a more precautariony version of the default HCR and should be considered to derive catch advice for vulnerable species. Vulnerable species, such as many deep-water fish species and elasmobranch, can be characterized besides others by slow somatic growth, low productivity, low fecundity, late maturity, strong density-dependence (low steepness).
Does the "precautionary multiplier" $m$ of the ICES Category 3 advice rule reduce the advice over time?
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ICES uses three methods to calculate the advice for Category 3 data-limited stocks (excluding short-lived species). These are the "rfb rule" for species with slower individual growth, the "chr rule" for stocks with medium individual growth, and the "rb rule" for stocks for which no reliable length data from the catch are available. These three methods include a multiplier (
$m$ ) in the calculation of the catch advice, which ensures that the catch advice leads to long-term precautionary management advice. Precautionary in this context means that the risk of the stock being depleted is reduced to a low level. -
For the rfb rule and the chr rule, this multiplier does not lead to a continuous reduction of the catch advice every time the rules are applied. Instead, the multiplier acts as a correction factor and adjusts the management targets of these advice rules (rfb rule:
$L_{F=M}$ , chr rule:$F_{proxy, MSY}$ ). If a stock is estimated to be below the respective corrected management target, the catch advice value will be reduced. However, if a stock is estimated to be at or above this management target. The multiplier itself does not reduce the advice further when applied over multiple years.The multiplier
$m$ of the empirical harvest control rules is a tuning parameter that ensures that the advice follows the ICES precautionary approach. The components of the harvest control rules are multiplicative, this means that the multiplier can be thought of as adjusting the target of the harvest control rules, i.e. the reference length in component f of the rfb rule and the target harvest rate of the chr rule. This principle is illustrated in the following equation for the rfb rule:$$A_{y+1} = A_y\ r\ f\ b\ m = A_y\ r\ \frac{L_{y-1}}{L_{F=M}}\ b\ m = A_y\ r\ \frac{L_{y-1}}{L_{F=M}/m}\ b = A_y\ r\ \frac{L_{y-1}}{L'_{F=M}}\ b$$ where
$A_{y+1}$ is the new catch advice,$A_y$ is the previous catch advice,$r$ ,$f$ ,$b$ , and the multiplier$m$ are the components of the rfb rule. The component$f$ is the ratio of$L_{y-1}$ , the mean catch length, and$L_{F=M}$ , the MSY proxy reference length.Response copied from WKLIFE XI report (ICES, 2023, Section 2.2.8, page 28):
- ICES. 2023. Eleventh Workshop on the Development of Quantitative Assessment Methodologies based on LIFE-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE XI). ICES Scientific Reports. 5:21. 74 pp. https://doi.org/10.17895/ices.pub.22140260.
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The third advice rule, the rb rule, was only proposed as a method of last resort and should be avoided if possible.
This rule is used when no reliable length data are available and thereby uncertainty of stock status is large. Contrary to the rfb and chr rules, the rb rule does not include a management target and simply adjusts the catch advice based on the stock trend, as observed with the stock index. The rb rule likely reduces the catch advice over time with the multiplier
$m$ :$$A_{y+1} = A_y\ r\ b\ m$$ The biomass trend$r$ (2-over-3 trend) would need to be larger than 2 to increase the advice, even if the biomass index itself is above the biomass threshold (i.e.$b=1$ ). Simulations showed, that this is needed to ensure that (1) the management advice is precautionary in the long term, (2) the depletion risk is not greater than for the other methods, and (3) the depletion risk does not increase over time. This situation can be avoided when length data are available that are representative of the catch of the stock. These length data allow the application of the rfb or chr rules, which do not lead to a continuous reduction in the catch advice. A single year of length data can be enough to move away from the rb rule to either the rfb or chr rule.
Question source: WGDEEP for WKLIFE XII 2023; Scottish Fishermen's Federation for WKLIFE XII 2023
Response from: WKLIFE XII 2023
Should there be more tests of the multiplier $m$ for elasmobranch species?
The Category 3 empirical harvest control rules (rfb/rb/chr) were tested for a wide range of scenarios and stocks, including slow-growing and long-lived species as well as elasmobranchs. These methods were tuned to be precautionary in the long term, so there is no immediate need for additional testing. Stock-specific simulations for specific stocks are encouraged, and the ICES technical guidelines encourage such work. The WKLIFE roadmap and proposed ToRs for the next WKLIFE meeting (WKLIFE XIII 2024) also include work on specific life histories, including considerations for elasmobranchs.
Question source: WGEF for WKLIFE XII 2023
Response from: WKLIFE XII 2023
What to do if the estimated reference values change over time?
The rfb, rb, and chr rules include reference values such as a trigger value for the biomass index (
Response from: WKLIFE XIII 2024
What to do if new life-history parameters such as $L_\infty$ become available; is there a need to recalculate derived values back in time?
There is no need to annually update life-history parameters. If new growth parameters are available and these are substantially different and more reliable from previous estimates, these new ones should be used to update the advice rule. To ensure consistency in the calculation, derived values such as the reference length
Question source: WGDEEP for WKLIFE XII 2023
Response from: WKLIFE XII 2023
Which life-history parameters (or strategies) matter when the von Bertalanffy growth model might not be appropriate?
The individual growth rate (von Bertalanffy
Question source: WGDEEP for WKLIFE XII 2023
Response from: WKLIFE XII 2023
Can the assumption of $M/k=1.5$ for the length-based indicator be changed?
The assumption of
where
The function for the calculation of the reference length in the cat3advice
R package (Lref()
) includes an argument (Mk
) to change the
References
- Jardim, E., Azevedo, M., and Brites, N. M. 2015. Harvest control rules for data-limited stocks using length-based reference points and survey biomass indices. Fisheries Research, 171: 12–19. https://doi.org/10.1016/j.fishres.2014.11.013
Question source: WGDEEP for WKLIFE XII 2023
Response from: WKLIFE XII 2023
What to do if the biomass index trigger ($I_\text{trigger}$ ) value changes over time?
See the response to changes to the reference values over time for a general response.
Specific considerations for the biomass index trigger:
The biomass safeguard
where the current biomass index value (
During the first application of the rfb/rb/chr rules, cat3advice
allows the definition of
library(cat3advice)
data(ple7e_idx) # example data
# define Itrigger with a reference year for Iloss
b(ple7e_idx, yr_ref = 2007)
The reference year for
Response from WKLIFE XIII 2024
Some stocks have an $I_\text{loss}$ near zero, which is at the start or end of the time series, so using $I_\text{trigger} = 1.4 I_\text{loss}$ is not appropriate. In such cases, WGNSSK and WGEF used the 20th quantile of the time series. Is this approach appropriate?
ICES technical guidelines specify that
Question source: WGEF for WKLIFE XII 2023
Response from: WKLIFE XII 2023
In general, interpolating missing index values is not recommended because this would imply information is available when it does not exist. This is an area that needs further consideration.
Question source: WGDEEP for WKLIFE XII 2023
Response from: WKLIFE XII 2023
Should we avoid to bin length data while calculating the mean catch length 'Lmean'?
There is no need to bin data for calculating Lmean. It more important to consider bin width for calculating the length at first capture
Response from: WKLIFE XIII 2024
When calculating the mean catch length, should the length class correspond to the length of first capture ($L_c$ ) be included?
The ICES technical guidelines specify that only length classes above cat3advice
R package function for calculating mean catch length (Lmean
) includes include_Lc=FALSE
.
Question source: WGEF for WKLIFE XII 2023
Response from: WKLIFE XII 2023
The length data used should be representative of the stock and fishery. This applies both for the rfb rule and the chr rule. If length data are not representative, they should ideally not be used. The decision of whether data are representative is up to the experts of the relevant ICES expert groups.
If length data from the catch are thought to be not representative or reliable enough to be used, e.g. because of low sampling levels, length data from survey could be used. See the question “Can survey length data be used instead of catch length data for stocks with sparse catch length data (e.g. only landings or no landing nor discard length data)?” for details.
For discard data in the length distributions, see the questions "In the absence of discard length data, is it better to use landings or survey length data?" and "Should discards be included in the length data when discard survival is high?".
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
Should discards be included in the length data when discard survival is high?
The simulations for developing the category 3 empirical harvest control rules were based on the total catch (which affects the stock, i.e. the dead catch). Therefore, the length data used in the rfb and chr rules should ideally be representative of the dead catch. This means that surviving discards could be excluded from the catch length data if this is thought to make the length data more representative of the dead catch.
However, it should be ensured that there is consistency in the length data over time (use the same metric over time) and consistency between the mean catch length and reference lengths (
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
What to do if new length data become available (e.g. for a new gear or discards)?
The length data used should be representative of the underlying stock and fishery and the gears should ideally cover the entire fishery.
If data from a new gear become available, but the gear has only a small or negligible contribution to the total catch, there is likely no need to include it. If the contribution is a major part of the fishery, then the previous use of the length data may be questioned.
For the use of discard data, see question XYZ.
When considering including new data into the length distribution, it is important to consider whether data are only available occasionally, for all historical years, and whether it will also be available in the future. This is because the use of length data should be consistent over time. If the new data make the length distribution more representative of the stock and fishery, they should be included. Such substantial changes to the length data will require updating references values (
For the rfb rule, including new length data is likely more straightforward because the rfb uses the most recent length data. On the other hand, the generic application of the chr rule uses historical length data to define the target harvest rate
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
Can survey length data be used instead of catch length data for stocks with sparse catch length data (e.g. only landings or no landing nor discard length data)?
Some work on this issue was presented at WKLIFE XII (ICES, 2023). The conclusion was that it might be possible to use survey length data as a proxy if no or insufficient (commercial) length data are available. The survey length distributions should be representative of fisheries catch length distribution. Therefore, the length at first capture
References
- ICES. 2023. Workshop on the Development of Quantitative Assessment Methodologies based on Life-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE XII). ICES Scientific Reports. 5:103. 111 pp. https://doi.org/10.17895/ices.pub.24581343
Question source: WGEF for WKLIFE XII 2023
Response from: WKLIFE XII 2023, clarification from WKLIFE XIII 2024
In the absence of discard length data, is it better to use landings or survey length data?
The length data used in the rfb rule should be representative of the underlying stock and fishery and the gears should ideally cover the entire fishery. In the absence of reliable catch length data, data from surveys can be used (see question "Can survey length data be used instead of catch length data for stocks with sparse catch length data (e.g. only landings or no landing nor discard length data)." for details). If there are neither reliable and representative length data from the catch nor from surveys, the rfb rule should not be used.
If discard survival is assumed to be high or discards are small or negligible compared to the landings, excluding discards is unlikely to have a big impact and length data from the landings could be used instead of length data from the total catch. If some discards occur at small lengths, which are likely below the length of first capture (
Importantly, the same data source should be used in consecutive applications of the rfb rule to ensure consistency in the length indicator over time. Should there be changes in the data source for the length data, length reference values may have to be re-evaluated.
The ICES technical guidelines set out the general principles for the application of the rfb rule and what data to use. WKLIFE is not in a position to comment on very specific examples. Questions such as whether data is representative should be addressed by the relevant experts in the assessment working groups with more knowledge about the stock and fishery.
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
When only landings length data are used: can $L_c$ be approximated to the smallest size in the data set?
For considerations on using length data from landings instead of from the total catch, see question XYZ.
The length of first capture
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
Can length data be pooled from several years?
The ICES technical guidelines (ICES, 2024) recommend pooling of length data over several years for the estimation of length reference points, such as
However, component
For some species (e.g. very slow-growing species), changes in the length may occur slowly after changes in the stock status. Pooling of data in the length indicator may be possible in such cases. However, drastic changes to the stock, e.g. removal of large individuals by the fishery can still cause fast changes in the length indicator. If length data are very noise, their appropriateness for use in the rfb rule might be questioned.
References
- ICES. 2024. ICES Guidelines - Advice rules for stocks in category 2 and 3. Version 2. ICES Guidelines and Policies - Advice Technical Guidelines. 30 pp. https://doi.org/10.17895/ices.pub.26056306
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
Exactly what and how data are presented in an advice sheet is outside the scope of WKLIFE.
For considerations on pooling length data, see question "Can length data be pooled from several years?". If length data are pooled, WKLIFE suggests that the points in the length indicator plot are not linked because they do not represent a continuous time series. The same applies if there are gaps in the time series. Different metrics (e.g. annual values and pooled data) should ideally not be shown in the same figure.
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
Changing the bin size of length data in the cat3advice
R package
cat3advice
R packageThe functions in the cat3advice
R package that handle length data, e.g. Lc
, Lmean
, allow changing the size of the length bins. Generally, there is no need to do this when calculating the mean length in the catch, but it can be useful when calculating the length at first capture
If the length bin size needs to be changed, Lc
and Lmean
have the same function arguments to do that. lstep
defines the new length bin size, with the units in which the length data are provided. For example, if the length data is provided in 1cm steps, then setting lstep=2
will transform the data so that the length data are aggregated into length bins with steps of 2cm. The default for this transformation is that the smallest length bin is the smallest length in the data and the following length bin is then the smallest length bin plus lstep
. The function argument rounding
defines how the lengths of each bin are presented. The default is rounding=floor
, i.e. the lower bound is used. However, other functions can be passed to this argument, e.g. ceiling
or round
. These are only simplistic approaches. Ideally, such an aggregation of length data should follow the same principles that were used when collecting the length data in the first place and the midpoint of the length bin is probably most representative of the lengths of individuals in a length bin. Any other binning approaches are possible (and recommended) by transforming the data before passing it to the cat3advice
functions.
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
The 2 over 3 rule was implemented in 2012 as an interim measure based on the best available science at that time. Re-evaluation of this method through simulation has shown that the 2 over 3 rule does not sufficiently decrease the risk of stock depletion over time and does not follow the ICES precautionary approach. This means that the catch advice from the 2 over 3 rule in many cases was higher than it should have been. The new rfb rule was implemented after extensive simulation testing and review and was designed to explicitly follow the ICES precautionary approach and the MSY approach. The rule includes additional components (multipliers) and this means that the catch advice from the rfb rule may be lower than from the 2 over 3 rule, but this is required to follow ICES management objectives.
For details, see Fischer et al. (2020)
Question source: WGDEEP for WKLIFE XII 2023
Response from: WKLIFE XII 2023
The previous 2 over 3 rule calculated catch advice based on the trend from a biomass index. In addition to this, the rfb rule also considers (1) the exploitation of the stock based on catch-length data and (2) includes a biomass safeguard that reduces the catch advice if the biomass index falls below a trigger value. The catch advice calculated with the rfb rule is a result of all these considerations combined. Furthermore, the trend in the biomass index is calculated by using data from the most recent five years, i.e. an increase in the index in a single year does not necessarily result in a positive biomass trend.
Question source: WGDEEP for WKLIFE XII 2023
Response from: WKLIFE XII 2023
The ICES technical guidelines recommend the implementation of the rfb rule with a biennial advice interval (ICES, 2022). WKLIFE XI (ICES, 2023) was asked if the rfb rule could be applied on an annual basis and concluded that this is unlikely to increase the risk of stock depletion but has the undesirable feature of reducing the long-term catch and should only be used in exceptional cases when asked for by ICES advice requesters (ICES, 2023, Section 2.2.4.1, page 21). Other advice intervals (from one to five years) were included in the generic testing of the rfb rule (Fischer et al., 2021a,b) but the biennial advice interval appeared to work best. Longer advice intervals can reduce the reactivity of the rfb rule and may increase the risk of stock depletion because the catch cannot be reduced fast enough.
References
-
Fischer, S. H., De Oliveira, J. A. A., Mumford, J. D., & Kell, L. T. 2021a. Using a genetic algorithm to optimize a data-limited catch rule. ICES Journal of Marine Science, 78: 1311–1323. https://doi.org/10.1093/icesjms/fsab018
-
Fischer, S. H., De Oliveira, J. A. A., Mumford, J. D., & Kell, L. T. 2021b. Application of explicit precautionary principles in data-limited fisheries management. ICES Journal of Marine Science, 78: 2931–2942. https://doi.org/10.1093/icesjms/fsab169
-
ICES. 2022. ICES technical guidance for harvest control rules and stock assessments for stocks in categories 2 and 3. In Report of ICES advisory committee, 2022. ICES advice 2022, section 16.4.11. 20 pp. International Council for the Exploration of the Sea. https://doi.org/10.17895/ices.advice.19801564
-
ICES. 2023. Eleventh Workshop on the Development of Quantitative Assessment Methodologies based on LIFE-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE XI). ICES Scientific Reports. 5:21. 74 pp. https://doi.org/10.17895/ices.pub.22140260
Question source: WGDEEP for WKLIFE XII 2023
Response from: WKLIFE XII 2023
The simulations for developing the category 3 empirical harvest control rules were based on the total catch (which affects the stock, i.e. the dead catch).
The component f of the rfb rule gives an indication about the fishing pressure on the stock and does not make any decision on whether to give landings or catch advice. Usually, the total catch (landings and discards) are used in the rfb rule and catch advice is given. The corresponding landings and discards can then be calculated with the (assumed) discard rate.
WKLIFE is not in the position to decide whether catch or landings advice is produced. Such a decision will depend on the level of discards compared to the total stock and discard survival.
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024
The implementation of the new WKLIFE X methods for Category 3 stocks (rfb/rb/chr rules) is the culmination of more than five years of scientific work. The work has been developed and reviewed under the supervision of the WKLIFE workshops. Furthermore, the scientific work has been published in five scientific articles in internationally renowned peer-reviewed scientific journals (see reference list below). The simulations accounted for many scenarios, including different life histories, depletion scenarios, and sensitivity analyses. The methods were developed generically, so that they are applicable to any ICES stock without requiring extensive stock-specific information. In some cases, the catch advice might appear fairly low, but this was shown to be required to ensure management objectives are met in the long term. Additional more stock-specific data can be collected and used in case-specific analyses. However, this is a data and labour-intensive and expensive process but may lead to an advice rule better tuned to the specific stock.
References
-
Fischer, S. H., De Oliveira, J. A. A., & Kell, L. T. 2020. Linking the performance of a data-limited empirical catch rule to life-history traits. ICES Journal of Marine Science, 77: 1914-1926. https://doi.org/10.1093/icesjms/fsaa054
-
Fischer, S. H., De Oliveira, J. A. A., Mumford, J. D., & Kell, L. T. 2021a. Using a genetic algorithm to optimize a data-limited catch rule. ICES Journal of Marine Science, 78: 1311–1323. https://doi.org/10.1093/icesjms/fsab018
-
Fischer, S. H., De Oliveira, J. A. A., Mumford, J. D., & Kell, L. T. 2021b. Application of explicit precautionary principles in data-limited fisheries management. ICES Journal of Marine Science, 78: 2931–2942. https://doi.org/10.1093/icesjms/fsab169
-
Fischer, S. H., De Oliveira, J. A., Mumford, J. D., & Kell, L. T. 2022. Exploring a relative harvest rate strategy for moderately data-limited fisheries management. ICES Journal of Marine Science, 79: 1730-1741. https://doi.org/10.1093/icesjms/fsac103
-
Fischer, S. H., De Oliveira, J. A., Mumford, J. D., & Kell, L. T. 2023. Risk equivalence in data‐limited and data‐rich fisheries management: An example based on the ICES advice framework. Fish and Fisheries, 24: 231-247. https://doi.org/10.1111/faf.12722
-
ICES. 2017. Report of the ICES Workshop on the Development of Quantitative Assessment Methodologies based on Life-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks in categories 3-6 (WKLIFE VII). ICES CM 2017/ACOM:43.
-
ICES. 2018. Report of the Eighth Workshop on the Development of Quantitative Assessment Methodologies based on LIFE-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE VIII). ICES CM 2018/ACOM:40.
-
ICES. 2019. Ninth Workshop on the Development of Quantitative Assessment Methodologies based on LIFE-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE IX). ICES Scientific reports, 1:131. https://doi.org/10.17895/ices.pub.5550
-
ICES. 2020a. Tenth Workshop on the Development of Quantitative Assessment Methodologies based on LIFE-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE X). ICES Scientific reports, 2:98, 72 pp. https://doi.org/10.17895/ices.pub.5985
-
ICES. 2022. ICES technical guidance for harvest control rules and stock assessments for stocks in categories 2 and 3. In Report of ICES advisory committee, 2022. ICES advice 2022, section 16.4.11. 20 pp. https://doi.org/10.17895/ices.advice.19801564
-
ICES. 2023a. Eleventh Workshop on the Development of Quantitative Assessment Methodologies based on LIFE-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE XI). ICES Scientific Reports. 5:21. 74 pp. https://doi.org/10.17895/ices.pub.22140260
-
ICES. 2023b. Workshop on the Development of Quantitative Assessment Methodologies based on Life-history traits, exploitation characteristics, and other relevant parameters for data-limited stocks (WKLIFE XII). ICES Scientific Reports. 5:103. 111 pp. https://doi.org/10.17895/ices.pub.24581343
Question source: Scottish Fishermen's Federation for WKLIFE XII 2023
Response from: WKLIFE XII 2023
Response from: WKLIFE XIII 2024
The functions in the cat3advice R package that handle length data, e.g. Lc
, Lmean
, allow changing the size of the length bins. Generally, there is no need to do this when calculating the mean length in the catch and it is more useful when calculating the length at first capture L_c; see question " Should we avoid to bin length data while calculating the mean catch length 'Lmean'?" for details.
If the length bin size needs to be changed, Lc
and Lmean
have the same function arguments to do that. lstep
defines the new length bin size, with the units in which the length data are provided. For example, if the length data is provided in 1cm steps, then setting lstep=2
will transform the data so that the length data are aggregated into length bins with steps of 2cm. The default for this transformation is that the smallest length bin is the smallest length in the data and the following length bin is then the smallest length bin plus lstep
. The function argument rounding
defines how the lengths of each bin are presented. The default is rounding=floor
, i.e. the lower bound is used. However, other functions can be passed to this argument, e.g. ceiling
or round
. These are only simplistic approaches. Ideally, such an aggregation of length data should follow the sample principles that were used when collecting the length data in the first place and the midpoint of the length bin is probably most representative of the lengths of individuals in a length bin. Any other binning approaches are possible by transforming the data before passing it to the cat3advice
functions.
Question source: WGEF to WKLIFE XIII 2024
Response from: WKLIFE XIII 2024